Emile Tran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emile Tran, CE reference BND346. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2025-08-20 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2025-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-26 | 2025-03-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-01-26 | 2025-03-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2020-01-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-09 | 2020-01-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2018-07-09 | 2020-01-10 |