Emile Tran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emile Tran, a licensed former licensee with CE reference BND346. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2025-08-20 | 2026-08-19 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2025-07-15 | 2026-08-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-26 | 2025-03-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-01-26 | 2025-03-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-09 | 2020-01-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-07-09 | 2020-01-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2018-07-09 | 2020-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emile Tran during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.