John Howard Wade
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Howard Wade, a licensed Representative with CE reference BEG040. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 10.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2020-10-06 | present |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2020-10-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-29 | 2019-09-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2017-08-29 | 2019-09-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-29 | 2019-09-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-18 | 2017-08-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-18 | 2017-08-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-18 | 2017-08-29 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2014-10-06 | 2017-01-18 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2014-10-06 | 2017-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Howard Wade during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.