Novel Wealth Management Limited
諾緯資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Novel Wealth Management Limited (諾緯資產管理有限公司), CE reference BQQ992. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 11.
Registered address
19th Floor, On Building, 162 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-04-12 | present |
| Type 4 — Advising on securities | 2021-04-12 | present |
| Type 9 — Asset management | 2021-04-12 | present |
Licensed staff (11)
As of
| Name | Activities | Since |
|---|---|---|
| Kai Wan Siu 蕭佳韻 | RO 1, 4, 9 | 2022-09 |
| Tsz Him (SFC:BUL824) So 蘇子謙 | RO 1, 4, 9 | 2024-09 |
| Siu Po Lau 劉少寶 | Rep 1, 4, 9 | 2022-09 |
| Ka Kin Ma 馬嘉鍵 | Rep 1, 4, 9 | 2025-02 |
| Wai Kit Ng 吳偉杰 | Rep 1, 4, 9 | 2025-06 |
| Ka Man (SFC:BTR060) So 蘇嘉敏 | Rep 1, 4, 9 | 2023-04 |
| Ka Hing John Tsang 曾嘉慶 | Rep 1 | 2022-01 |
| Pak Man Steven Tsang 曾柏文 | Rep 1, 4, 9 | 2024-08 |
| Yong Xin 辛勇 | Rep 1, 4, 9 | 2023-05 |
| Mingdong Xu 徐銘東 | Rep 1, 4, 9 | 2024-10 |
| Yat Cho Yeung 楊日祖 | Rep 1, 4, 9 | 2021-07 |
Showing 1–11 of 11