Ascent Financial Partners Limited

安昇金融有限公司
CE No. BPG349 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascent Financial Partners Limited (安昇金融有限公司), a Hong Kong-based licensed corporation with CE reference BPG349. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2020-08-04.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2020-08-04 2022-11-14
Type 4 - Advising on securities 2020-08-04 2025-01-13

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Rong Lu 陸戎 RO 1, 4 2020-08 2024-12
Xiaoqin Kong 孔小琴 RO 4 2023-07 2024-09
Wenjie Li 李文捷 Rep 1, 4 2021-07 2024-04
Dongli Zheng 鄭東黎 Rep 1, 4 2022-02 2023-12
Tsu-Wei Yang 楊祖威 RO 1, 4 2020-08 2023-07
Showing 1–5 of 5

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