Ascent Financial Partners Limited
安昇金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascent Financial Partners Limited (安昇金融有限公司), a Hong Kong-based licensed corporation with CE reference BPG349. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2020-08-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-08-04 | 2022-11-14 |
| Type 4 — Advising on securities | 2020-08-04 | 2025-01-13 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xiaoqin Kong 孔小琴 | RO 4 | 2023-07 | 2024-09 |
| Rong (SFC:ACB322) Lu 陸戎 | RO 1, 4 | 2020-08 | 2024-12 |
| Tsu-Wei Yang 楊祖威 | RO 1, 4 | 2020-08 | 2023-07 |
| Wenjie (SFC:BKP340) Li 李文捷 | Rep 1, 4 | 2021-07 | 2024-04 |
| Dongli Zheng 鄭東黎 | Rep 1, 4 | 2022-02 | 2023-12 |
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