Daiwa Securities SMBC Futures (Asia) Limited

大和証券盛民博昌期貨(亞洲)有限公司
CE No. ABE601 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Securities SMBC Futures (Asia) Limited (大和証券盛民博昌期貨(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ABE601. Current licensed staff on file: 0 (total recorded over time: 29).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 2007-11-21
Type 5 - Advising on futures contracts Pre-2003 2005-01-25
Type 9 - Asset management Pre-2003 2005-01-25

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (29)

Active on date
Name Activities First licensed To
John Wah Ng 伍華安 Rep 2 2007-10 2007-11
Paul Man Yiu Lee 李文耀 Rep 2 2007-08 2007-11
Sumiyuki Akaiwa RO 2 2007-02 2007-11
Shun Ho Chan 陳舜河 Rep 2 2007-08 2007-11
Hei Fang 方曦 Rep 2 2005-11 2007-11
Karfield Ka Fai Fung 馮嘉輝 Rep 2, 5, 9 Pre-2003 2007-11
Andy Tsz Ho Ho 何子浩 Rep 2 2005-09 2007-11
Leon Lum Hung 洪霖 Rep 2 2004-03 2007-11
Kenichi Kagotani Rep 2 2005-08 2007-11
Kyong Pil Kang 康景弼 RO 2, 5, 9 Pre-2003 2007-11
Yoshiyuki Kazui Rep 2, 5, 9 Pre-2003 2007-11
Sachiko Kobayashi 小林幸子 Rep 2, 5, 9 Pre-2003 2007-11
Chung Hsun Liu 劉宗勳 Rep 2, 5, 9 Pre-2003 2007-11
Steven Wai Chiu Wong 王偉超 Rep 2 2005-01 2007-11
Ka Kit Chan 陳家傑 Rep 2 2004-12 2007-09
Kwun Hung Wong 王冠雄 Rep 2 2007-04 2007-07
Kenji Shimada RO 2 Rep 2, 5, 9 Pre-2003 2007-07
Anthony Chun Yue Cheung 張振宇 Rep 2 2007-04 2007-04
Kwok Wah Cheung 張國華 Rep 2, 5, 9 Pre-2003 2006-12
Ching Leung 梁青 Rep 2 2006-07 2006-10
Satoshi Matsumoto RO 2 2004-06 2006-04
Tsz Wai To 杜子偉 Rep 2, 5, 9 Pre-2003 2005-03
Chun Yue Leung 梁振宇 Rep 2, 5, 9 Pre-2003 2004-11
Takuya Tomiyama 富山卓也 Rep 2 2003-06 2004-08
Tomono Otani 大谷知乃 Rep 2 2003-07 2004-05
Masashi Mizuno Rep 2, 5, 9 Pre-2003 2004-05
Adrian Rubin Gornall Rep 2 2003-04 2004-05
Ernest Kwong Hung Fan 范廣鴻 Rep 2 2004-01 2004-02
Tak Wing Tam 譚德榮 Rep 2, 5, 9 Pre-2003 2003-08
Showing 1–29 of 29

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