Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Asset Management Hong Kong Limited (野村投資管理香港有限公司), CE reference AAF351. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 15.
Registered address
32/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-05-20 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 1 — Dealing in securities | present | 2004-12-16 |
| Type 5 — Advising on futures contracts | present | 2004-12-16 |
| Type 6 — Advising on corporate finance | present | 2004-12-16 |
Licensed staff (15)
As of
| Name | Activities | Since |
|---|---|---|
| Takahiro Kawamura | RO 1, 4, 9 | 2016-07 |
| Zheng (SFC:BTC505) Liu 刘铮 | RO 1, 4, 9 | 2023-01 |
| Yik Yan Charlotte Chan | Rep 1, 4, 9 | 2022-07 |
| Ching Man Chow 周靖雯 | Rep 1, 4, 9 | 2024-12 |
| Jessica Mai-Han Koh | Rep 1, 4 | 2026-02 |
| Terence Chung Han Lam 林忠漢 | Rep 1, 4, 9 | 2025-12 |
| Wing Sze Law 羅穎思 | Rep 4, 9 | 2008-11 |
| Chen Qiu 邱晨 | Rep 1, 4, 9 | 2024-07 |
| Shuai Shao 邵帥 | Rep 1, 4, 9 | 2023-03 |
| Bowen Sze 施寶賢 | Rep 4, 9 | 2016-03 |
| Marilyn Wei Ling Wang | Rep 1, 4 | 2026-03 |
| Shing Kit (SFC:BIU959) Wong 黃承杰 | Rep 4, 9 | 2021-11 |
| Bo (SFC:AYA837) Xu 徐博 | Rep 4, 9 | 2026-01 |
| Sze Wing Yau 邱思穎 | Rep 4, 9 | 2023-06 |
| Siu Fung Yuen 袁兆豐 | Rep 1, 4, 9 | 2023-07 |
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