Alpine Securities Limited
高山證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alpine Securities Limited (高山證券有限公司), CE reference BMQ127. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 4.
Registered address
Unit 1203 & Unit 2028, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-07-31 | present |
| Type 4 — Advising on securities | 2018-07-31 | present |
| Type 9 — Asset management | 2024-06-27 | present |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Joseph Kwok Wai Chan 陳國偉 | RO 1, 4 | 2018-07 | 2021-03 |
| David Kwong Lam Hang 幸廣林 | RO 1, 4 | 2018-07 | 2022-08 |
| Iven Tak Leung Lai 黎德良 | RO 1, 4, 9 Rep 1, 4 | 2022-10 | Present |
| Ho Man Fanny Ng 吳皓敏 | RO 1, 4 | 2018-07 | 2021-01 |
| Leung Sang Tong 湯亮生 | RO 1, 4, 9 Rep 1 | 2018-10 | Present |
| James Chun Man Yu 余鎮民 | RO 1, 4 | 2022-08 | 2022-11 |
| Chengqi Fang 房誠琦 | Rep 9 | 2026-02 | Present |
| Chenchen (SFC:BSF412) Zhang 張晨晨 | Rep 1, 4 | 2022-04 | 2023-03 |
| Jialei Zhang 張佳蕾 | Rep 1, 4, 9 | 2025-02 | Present |
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