Southwest Securities (HK) Futures Limited

西證(香港)期貨有限公司
CE No. AAZ149 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Futures Limited (西證(香港)期貨有限公司), a Hong Kong-based licensed corporation with CE reference AAZ149. Currently licensed for regulated activity type(s) 2 - Dealing in futures contracts. Current licensed staff on file: 1 (total recorded over time: 471).

Category:
Sell side · Brokerage ?
Registered address:
Room 1608, 16/F, No. 26 Harbour Road, China Resources Building, Wan Chai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 present
Type 5 - Advising on futures contracts Pre-2003 2003-08-06
Type 9 - Asset management Pre-2003 2003-08-06

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (471)

Active on date
Name Activities First licensed To
Johnson Shing Tong 唐誠 RO 2 Rep 2 2006-10 Present
Tsz Bun Au Yeung 歐陽子斌 RO 2 Rep 2, 5, 9 Pre-2003 2025-04
Sze Yu Fung 馮時裕 RO 2 Rep 2 2007-06 2022-12
Elaine Yim Ling Lau 劉艷玲 RO 2 Rep 2, 5, 9 Pre-2003 2022-09
Kwok Kei Chan 陳國基 RO 2 Rep 2 2008-06 2022-08
Kevin Kwong Cheung Tsang 曾廣漳 Rep 2 2017-01 2022-08
Flora Fung Yee Yeung 楊鳳儀 Rep 2 2016-07 2022-07
Stanley Siu Kay Chan 陳紹基 Rep 2 2012-11 2022-05
Wai Lun Yau 丘瑋倫 Rep 2 2017-08 2021-12
Yu Ming Chan 陳汝銘 Rep 2 2009-03 2021-12
Hui Sun 孫慧 Rep 2 2020-02 2021-10
Man Lei Tang 鄧敏梨 Rep 2 2019-09 2021-08
Yiu Chuen Nip 聶耀泉 RO 2 Rep 2 2008-05 2021-01
Lap Yan Chu 朱立仁 RO 2 Rep 2, 5, 9 Pre-2003 2020-11
Nelson Chun Ho Chu 朱震濠 Rep 2 2019-07 2020-08
Wei Kwun Chan 陳維鈞 RO 2 Rep 2, 5, 9 Pre-2003 2020-08
Minlong Tong 童敏龍 Rep 2 2019-08 2020-07
Howard Ho Wai Chan 陳浩維 Rep 2 2020-03 2020-05
Chi Kui Chin 錢智駒 Rep 2 2020-03 2020-05
Wan Hei Yeung 楊允熙 Rep 2 2020-03 2020-05
Ching Chong 莊正 Rep 2 2017-09 2020-01
Jiaying Song 宋佳穎 Rep 2 2017-08 2020-01
Tsz Kam Yu 余子淦 Rep 2 2017-04 2019-12
Yiu Cham Tsui 徐堯湛 Rep 2 2019-06 2019-11
Chi Chung Ki 祁知重 Rep 2 2017-08 2019-05
Kwun Chung Kenneth Lee 李冠聰 Rep 2 2017-10 2019-04
Oi Yee Liu 廖靄兒 Rep 2 2007-03 2019-01
Haiqing Shi 施海清 Rep 2 2012-08 2018-09
Sing Hing Ng 伍承興 Rep 2 2010-01 2018-06
Yibiao Feng 馮一飆 Rep 2 2017-06 2018-05
Hao Liang 梁昊 Rep 2 2016-05 2018-05
Cheuk Ki Yeung 楊卓奇 Rep 2 2016-09 2018-02
Nick Ho Ki Wong 黃灝基 Rep 2 2017-08 2018-02
Ho Yee Chung 鍾可兒 Rep 2 2016-04 2017-11
Kenneth Chun Tak Ng 吳進德 Rep 2 2007-05 2017-11
Wai Fun Wong 黃慧芬 Rep 2 2016-09 2017-08
So Yi Ng 吳素宜 Rep 2 2016-08 2017-08
Fu Hang Suen 孫富衡 Rep 2 2014-07 2017-08
Chi Keung Chan 陳志強 Rep 2 2010-03 2017-08
Kit Lan Li 李潔蘭 Rep 2 2017-02 2017-08
Peng Lin 林芃 RO 2 Rep 2 2012-01 2017-04
Kam Yan Simon Choi 蔡錦因 Rep 2 2015-08 2016-12
Chi Hong Li 李志航 Rep 2 2005-08 2016-08
Lee Yeung Chan 陳利揚 RO 2 Rep 2, 5, 9 Pre-2003 2016-04
Yiu Cheong Tse 謝耀祥 Rep 2 2015-02 2016-02
Ho Kei Tam 譚浩基 Rep 2 2015-01 2016-02
Siu Yung Leung 梁肇勇 Rep 2 2010-03 2015-12
Kwun Wang Yip 葉冠宏 Rep 2 2014-03 2015-12
Zhen Lin 林楨 Rep 2 2015-01 2015-08
Chin Pang Yick 易展鵬 Rep 2 2014-04 2015-06
Sing Lung Ngai 魏星龍 Rep 2 2015-02 2015-06
Pui Fai Law 羅沛輝 Rep 2 2012-11 2015-02
Kwan Dik Ho 何君迪 Rep 2, 5, 9 Pre-2003 2014-12
Yan Chiu Ho 何仁超 Rep 2 2013-06 2014-12
Kin Kei Kwan 關建基 Rep 2 2011-01 2014-12
Ting Him Lam 林廷謙 Rep 2 2014-04 2014-12
Mei Wa Lau 劉美華 Rep 2 2014-03 2014-12
Pok Man Choi 蔡博汶 Rep 2 2013-06 2014-11
Kwai Shing Chow 鄒貴成 Rep 2 2012-09 2014-10
Ching Yip 葉菁 Rep 2 2014-06 2014-10
Nga Yin Cham 湛雅妍 Rep 2 2005-08 2014-09
Jackson Chi Yeung Wong 黃志陽 Rep 2, 5, 9 Pre-2003 2014-08
King Man Chui 崔競文 Rep 2 2013-10 2014-08
Xiaoming Liu 劉小明 Rep 2 2012-02 2014-08
Wai Kit Lee 李偉傑 Rep 2 2005-06 2014-08
Po Tai Tsui 徐寶娣 Rep 2 2013-12 2014-06
Chi Cheong Lei 李子祥 Rep 2 2013-05 2014-06
Carolina Lai Ping Chan 陳麗萍 Rep 2 2013-10 2014-06
Hon Keung Lo 盧漢強 Rep 2 2013-10 2014-03
Chi Ho Cheng 鄭志豪 Rep 2 2012-12 2013-12
Yuet Hing Cheung 張月卿 Rep 2 2013-08 2013-12
King Fai Cheung 張景輝 Rep 2 2009-12 2013-11
Kai Hang Choi 蔡佳鏗 Rep 2 2011-01 2013-09
Yi Fung Wong 黃宜豐 Rep 2 2006-07 2013-08
Dixon Tit Chu Poon 潘鐵柱 Rep 2, 5, 9 Pre-2003 2013-08
Yin Shan Chow 周燕珊 Rep 2, 5, 9 Pre-2003 2013-07
Eric Kai Ho Lau 劉啟豪 Rep 2 2005-06 2013-07
Hoi Ying Wong 黃凱盈 Rep 2 2008-05 2013-06
Tak Chiu Chung 鍾德超 Rep 2 2012-01 2013-04
Tak Bong Ning 甯德邦 Rep 2 2009-12 2013-04
Yeuk Yu Ross Lee 李若愚 Rep 2 2012-06 2013-01
Michelle Ching Wan Chan 陳靜蘊 Rep 2 2012-06 2012-12
Chao Xu 徐超 Rep 2 2012-08 2012-12
Chun Kit Lee 李俊杰 Rep 2 2012-11 2012-12
Hin Cheong Tang 鄧顯昌 Rep 2 2012-04 2012-10
Long Tsang 曾朗 Rep 2 2010-06 2012-09
Hei Yeung Wan 尹希陽 Rep 2 2012-06 2012-09
Sum Hei Wan 尹心希 Rep 2 2011-05 2012-09
Fan He 何凡 Rep 2 2012-07 2012-09
Shui Leung Au 區瑞良 Rep 2 2011-11 2012-04
Daisy Kar Ming Wai 衛嘉鳴 Rep 2 2009-07 2012-03
Man Nga Chui 崔雯雅 Rep 2 2009-05 2012-01
Fun Hui 許歡 Rep 2 2010-05 2011-12
Tak Sang Mak 麥德生 Rep 2 2009-08 2011-12
Ka Leung Leung 梁家梁 Rep 2 2010-11 2011-12
Yikai Chen 陳伊鍇 Rep 2 2010-12 2011-11
Tak Kong Desmond Leung 梁德光 Rep 2 2011-02 2011-11
Ronny Wai Man Chow 周偉民 Rep 2 2011-06 2011-11
Pui Lam Yue 余佩琳 Rep 2 2009-09 2011-09
Chun Wai Sze 施俊威 Rep 2 2010-11 2011-08
Showing 1–100 of 471

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