Finet Securities Limited
財華證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Finet Securities Limited (財華證券有限公司), CE reference AAH574. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
30 Floor, Fortis Tower, 77-79 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2015-12-17 | present |
| Type 9 — Asset management | 2015-12-17 | present |
| Type 2 — Dealing in futures contracts | present | 2019-09-05 |
| Type 4 — Advising on securities | present | 2004-09-23 |
| Type 5 — Advising on futures contracts | present | 2004-09-23 |
| Type 6 — Advising on corporate finance | present | 2004-09-23 |
| Type 9 — Asset management | present | 2004-09-23 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Chun Kin Chan 陳振健 | RO 1, 4 | 2026-03 |
| Stefanie Chi Yin Chan 陳志賢 | RO 9 | 2023-12 |
| Alexander Kwok Leung Tai 戴國良 | RO 1, 4, 9 | 2024-01 |
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