Hai Tong Securities (HK) Brokerage Limited

海通證券(香港)經紀有限公司
CE No. APR169 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Tong Securities (HK) Brokerage Limited (海通證券(香港)經紀有限公司), a Hong Kong-based licensed corporation with CE reference APR169. Current licensed staff on file: 0 (total recorded over time: 66). Earliest licence on file: 2007-12-18.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2007-12-18 2011-09-30
Type 2 - Dealing in futures contracts 2007-12-18 2011-09-30
Type 4 - Advising on securities 2007-12-18 2011-02-23
Type 5 - Advising on futures contracts 2007-12-18 2011-02-23

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (66)

Active on date
Name Activities First licensed To
Qingyu Ji 紀青瑀 RO 1, 4 Rep 2, 5 2009-03 2011-09
Wai Man Kwan 關惠文 RO 1, 2, 4, 5 2007-12 2011-09
Chi Lap Kwok 郭志立 Rep 1, 2 2010-03 2011-06
Peijun Yu 余培軍 Rep 1, 2 2010-01 2011-05
Zhiqiang Zheng Rep 1, 2 2008-06 2011-05
Wei Wang 王惟 Rep 1, 2 2008-03 2011-05
Tat Sang Au 區達生 Rep 1, 2 2008-09 2011-05
Dudu Cao 曹篤篤 Rep 1, 2 2010-03 2011-05
Hon Ping Chan 陳漢平 Rep 1, 2 2008-10 2011-05
Kar Lok Chan 陳家樂 RO 1, 2 Rep 1, 2, 4 2008-10 2011-05
Man Sin Chan 陳敏倩 Rep 1, 2 2008-10 2011-05
Yat Lam Chan 陳日霖 Rep 1, 2 2010-03 2011-05
Qing Chen 陳青 Rep 1, 2 2008-10 2011-05
Sze Wai Chong 莊思偉 Rep 1, 2 2010-01 2011-05
Ka Chun Chuang 莊家俊 Rep 1, 2 2008-03 2011-05
Alan To Ho 何鍍 Rep 1 2009-12 2011-05
Kwan Hung Ho 何鈞雄 Rep 1, 2 2010-03 2011-05
Ka Yiu Kwok 郭家耀 Rep 1, 2, 4 2009-08 2011-05
Dick Wai Lai 黎廸韋 Rep 1, 2 2008-09 2011-05
Kevin Kai Wing Lam 林繼榮 Rep 1, 2 2008-10 2011-05
Chun Wan Mo 武震寰 Rep 1, 2 2009-10 2011-05
Jiyu Wang 王驥宇 Rep 1, 2 2009-12 2011-05
Yang Fan 范陽 Rep 4 2010-03 2011-01
Yapeng Lu 呂亞鵬 Rep 4 2010-01 2011-01
Suping Yan 閻素萍 Rep 4 2010-05 2011-01
Wenxian Zhang 張文先 Rep 4 2009-12 2011-01
Li Xu 許莉 RO 1, 2, 4, 5 2007-12 2010-11
Hon Wah Chiu 趙漢華 Rep 1, 2 2008-03 2010-10
Shujie Li 李樹杰 Rep 1 2010-02 2010-09
Dehlia Dick Ngar Lai 黎迪雅 Rep 1, 2 2009-08 2010-09
Koon Ho Lai 黎冠豪 Rep 1, 2 2009-12 2010-09
Ka Lung Yip 葉家龍 RO 1, 2, 4, 5 Rep 1, 2 2009-08 2010-08
Chi Wah Cheung 張志華 Rep 1, 2 2009-05 2010-07
Tony Chuk Chung Cheng 鄭則重 Rep 1, 2 2009-11 2010-07
Wang Fat Cheung 張宏發 Rep 1, 2 2009-12 2010-06
Kwok San Wong 黃國新 Rep 1, 2 2009-12 2010-06
Gang Xu 徐剛 Rep 1, 2 2008-05 2010-06
Chuanming Xiao 肖傳明 RO 1 Rep 1, 2 2008-04 2010-06
Shoukang Wu 吳壽康 Rep 4 2009-12 2010-05
Timothy Tim Fai Lau 劉添輝 Rep 1, 2 2009-06 2010-05
Ninan Hu 胡尼南 Rep 1, 2 2008-04 2010-04
Qijun Lu 盧祺君 Rep 1 2008-12 2010-04
Kai Man Szeto 司徒啟文 Rep 1 2008-02 2010-04
Sheng Wang 王升 Rep 1, 2 2008-09 2010-04
Lu Yu 宇璐 Rep 1, 2 2008-10 2010-04
Zhihao Zhou 周志浩 Rep 1, 2 2008-03 2010-04
Kwok Ying Law 羅國瑛 Rep 1 2008-06 2010-04
Wai Yin Wong 黃偉彥 Rep 1 2008-10 2010-04
Robin Tang Fong Kwan 關騰芳 Rep 1 2009-10 2010-04
Ho Yi Clara Wong 黃皓怡 Rep 1, 2 2009-09 2010-03
Anthony Chuen Wah Sun 孫村華 RO 1 Rep 1 2010-02 2010-03
Ka Man Wong 黃家文 RO 1 2009-03 2010-03
Joanna Kwan Wong 王筠 Rep 1, 2 2008-03 2010-03
Pui Pui Wong 王蓓蓓 Rep 1, 2 2008-06 2010-02
Helen Kin Fung Chan 陳建鳳 Rep 1, 2 2009-08 2010-02
Tak Yin Cheung 張德賢 Rep 1 2009-05 2010-02
Frank Yeung Chung Chong 莊揚仲 Rep 1 2009-10 2010-01
Ling Jiang 姜玲 Rep 1, 2 2008-11 2009-11
Claris Wai Ping Fan 樊惠萍 Rep 1, 2 2009-09 2009-11
Tze Fung Yeung 楊子峰 RO 1, 2, 5 Rep 1, 2, 5 2009-10 2009-11
Louis Shing Ming Chan 陳成名 Rep 1, 4 2008-09 2009-09
Ham Yeung 楊涵 Rep 1, 2 2008-03 2009-07
Siu Hong Law 羅肇康 Rep 1, 2 2008-09 2009-05
Kin Wai Mok 莫建偉 RO 1, 2, 4, 5 2009-03 2009-04
Kon Lim Mok 莫幹濂 Rep 1, 2 2008-02 2008-09
Siu Lun Lee 李兆麟 RO 1, 2, 4, 5 2007-12 2008-07
Showing 1–66 of 66

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