Overlook Investments Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Overlook Investments Limited, CE reference ABS672. Currently licensed for regulated activity type(s) 9. Current licensed staff on file: 9.
Registered address
22/F, Ruttonjee House, 11 Duddell Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2010-01-05 |
| Type 5 — Advising on futures contracts | present | 2010-01-05 |
| Type 6 — Advising on corporate finance | present | 2004-11-08 |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Terence Tai Yin Chan 陳泰然 | RO 4, 5, 9 Rep 4, 6, 9 | Pre-2003 | 2006-06 |
| Leon Ie Foong 馮良怡 | RO 9 Rep 9 | 2015-10 | Present |
| Richard H Lawrence Jr 羅蘭士 | RO 4, 5, 6, 9 | Pre-2003 | Present |
| Yuet Mei Lee 李月美 | RO 9 Rep 4 | 2003-11 | 2006-01 |
| Hung Piu Leung 梁鴻標 | RO 9 Rep 9 | 2018-06 | 2025-09 |
| Michael John Lonergan | RO 4, 5, 9 Rep 4, 5, 9 | 2006-07 | 2024-10 |
| James St. John Squire | RO 9 Rep 4, 5, 9 | 2007-07 | Present |
| Kai (SFC:AZN559) Chen 陳凯 | Rep 9 | 2026-04 | Present |
| Yanyun Cheng 程燕筠 | Rep 9 | 2015-07 | 2018-05 |
| Samuel Robert James Dolton | Rep 9 | 2024-11 | Present |
| Samantha Shun Hei Lam 林淳羲 | Rep 9 | 2023-06 | Present |
| Dennis Ching-Ee Lim 林經繹 | Rep 9 | 2015-06 | 2016-10 |
| Yinhao Lin 林崟浩 | Rep 9 | 2023-06 | Present |
| Ying (SFC:AFU405) Liu 劉穎 | Rep 4, 9 | 2003-10 | 2007-04 |
| Zhong Wei Qiu 邱中偉 | Rep 9 | 2015-01 | 2019-08 |
| Daniel Wiskirchen Rupp | Rep 4, 5, 9 | 2006-08 | 2023-06 |
| Eric Hsin-Yi Shiung 熊信貽 | Rep 4, 5, 9 | 2008-01 | 2014-04 |
| Peck Lim Tan | Rep 9 | 2020-01 | Present |
| Xiaoxi (SFC:AZJ489) Wang 王小溪 | Rep 9 | 2023-06 | Present |
| Ellen Zinke Gallagher | Rep 4 | 2003-06 | 2004-03 |
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