Tai Shing Stock Investment Co. Limited
大盛証券投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Shing Stock Investment Co. Limited (大盛証券投資有限公司), CE reference AEX212. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 9.
Registered address
Room 801-4 Haleson Building, 1 Jubilee Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-14 |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Tsz Ching Kwok 郭子靜 | RO 1 Rep 4, 9 | 2017-04 |
| Chi Yuen Lui 呂子元 | RO 1, 4 Rep 9 | 2014-02 |
| Suk Chi Quinnie Tam 譚淑孳 | RO 1, 4, 9 | 2017-08 |
| Tammy Suk Yan Tam 譚淑欣 | RO 1, 4, 9 | Pre-2003 |
| Shuk Chong Hung 洪淑莊 | Rep 1 | Pre-2003 |
| Michael Mohammed Ismail 馬文龍 | Rep 1 | 2010-09 |
| Kit Ling Li 李潔玲 | Rep 1 | Pre-2003 |
| Hoi Yan Mok 莫愷欣 | Rep 1 | Pre-2003 |
| Stephen Kei Choy Ng 吳其材 | Rep 1 | 2018-07 |
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