CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities (Hong Kong) Limited (中信證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAK249. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 957 (total recorded over time: 1534).
- Category:
-
Sell side · Investment banking
- Registered address:
- 18/F, One Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1534)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Chuen Chan 陳志銓 | RO 4, 6 Rep 4, 6 | 2015-04 | Present |
| Edmund Wai Hung Chan 陳偉雄 | RO 4, 6 | 2015-04 | Present |
| Lingxin Chen 陳靈欣 | RO 4, 6 Rep 4, 6 | 2021-07 | Present |
| Conrad Siu Kong Cheng 鄭小剛 | RO 6 Rep 4, 6 | 2025-08 | Present |
| Jie Cheng 程杰 | RO 4, 6 Rep 4, 6 | 2022-06 | Present |
| Ho Ming Cheung 張可明 | RO 4, 6 Rep 4, 6 | 2011-06 | Present |
| Hiu Fai Fong 方曉暉 | RO 4, 6 Rep 4, 6 | 2021-10 | Present |
| Qiang Hai 海强 | RO 4, 6 Rep 4, 6 | 2021-09 | Present |
| Chin Fei Ho 何展飛 | RO 6 Rep 4, 6 | 2026-02 | Present |
| Tung Fong Keung 姜東方 | RO 6 Rep 4, 6 | 2023-07 | Present |
| Lai Hung Ku 古麗紅 | RO 4, 6 Rep 4, 6 | 2025-09 | Present |
| Chun Yu Kwok 郭震宇 | RO 6 Rep 4, 6 | 2022-02 | Present |
| Ki Cheong Lai 黎其昌 | RO 6 Rep 4 | 2026-04 | Present |
| Steve Kwok Leung Lam 林國樑 | RO 4, 6 Rep 4, 6 | 2006-06 | Present |
| Kit Ling Lau 劉潔玲 | RO 6 Rep 4, 6 | 2021-10 | Present |
| Patricio Pak Ho Lau 劉珀豪 | RO 6 Rep 4, 6 | 2026-02 | Present |
| Siu Lik Lau 樓小力 | RO 6 Rep 4 | 2026-08 | Present |
| Vincent Chi Kin Lau 劉子堅 | RO 4, 6 Rep 4, 6 | 2021-06 | Present |
| Chuk Nga Law 羅竹雅 | RO 6 Rep 4, 6 | 2025-11 | Present |
| Heung Li 李响 | RO 4, 6 Rep 4, 6 | 2018-06 | Present |
| Li Li 李黎 | RO 4, 6 Rep 4, 6 | 2023-06 | Present |
| Yewei Liu 劉業偉 | RO 6 Rep 4, 6 | 2019-08 | Present |
| Zhe Liu 刘哲 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Nathan Noel McMurtray | RO 4, 6 Rep 4, 6 | 2017-08 | Present |
| Mufu Na 那木夫 | RO 4, 6 Rep 4, 6 | 2015-10 | Present |
| Kai Him Ng 吳啟謙 | RO 4, 6 Rep 4, 6 | 2016-10 | Present |
| Pak Lin Ng 伍柏廉 | RO 6 Rep 4, 6 | 2025-10 | Present |
| Zhiqian Qiu 邱志千 | RO 4, 6 Rep 4, 6 | 2021-05 | Present |
| Dong Shi 史棟 | RO 6 Rep 4, 6 | 2026-01 | Present |
| Chunming Song 宋春鳴 | RO 4, 6 Rep 4, 6 | 2021-10 | Present |
| Yi Sun 孫毅 | RO 4, 6 Rep 4, 6 | 2022-10 | Present |
| Shun Fai Sze 施純輝 | RO 6 Rep 4, 6 | 2025-09 | Present |
| Liang Tang 唐亮 | RO 4, 6 Rep 4, 6 | 2023-11 | Present |
| William Wai Tak Tong 唐偉德 | RO 6 Rep 4, 6 | 2025-09 | Present |
| Gan Wang 王干 | RO 4, 6 Rep 4, 6 | 2018-06 | Present |
| Yimin Wang 王逸旻 | RO 6 Rep 4, 6 | 2022-01 | Present |
| Yu Wang 王瑜 | RO 4, 6 Rep 4, 6 | 2021-09 | Present |
| Sze Man Wong 黃詩敏 | RO 6 Rep 4, 6 | 2021-06 | Present |
| Sitao Wu 吳思燾 | RO 4, 6 Rep 4, 6 | 2015-08 | Present |
| Chenming Xu 许晨鸣 | RO 4, 6 Rep 4, 6 | 2020-08 | Present |
| Kin Chiu Yam 任健超 | RO 6 Rep 4 | 2026-08 | Present |
| Buyun Yang 楊佈云 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Yang Yu 于楊 | RO 4, 6 Rep 4, 6 | 2015-04 | Present |
| Ransi Yuan 袁然思 | RO 4, 6 Rep 4, 6 | 2019-06 | Present |
| Esther Sze Wing Yuen 袁詩穎 | RO 4, 6 Rep 4, 6 | 2019-11 | Present |
| Jinglei Zhang 張京雷 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Xiujie Zhang 張秀杰 | RO 4, 6 Rep 4, 6 | 2022-03 | Present |
| Shufan Zhou 周澍凡 | RO 4, 6 Rep 4, 6 | 2021-01 | Present |
| Fujun Ai 艾复君 | Rep 4, 6 | 2021-07 | Present |
| Hua Ai 艾华 | Rep 4, 6 | 2022-11 | Present |
| Paolo Antonio Lopez Azurin | Rep 4, 6 | 2024-09 | Present |
| Fengzhi Bai 白凤至 | Rep 4, 6 | 2022-07 | Present |
| Guangxin Bai 白广鑫 | Rep 4, 6 | 2020-12 | Present |
| Juyi Bai 白居一 | Rep 4, 6 | 2025-02 | Present |
| Ningxin Bai 白宁鑫 | Rep 4, 6 | 2024-06 | Present |
| Xinrui Bai 白昕睿 | Rep 4, 6 | 2025-01 | Present |
| Tong Bao 薄通 | Rep 4, 6 | 2024-08 | Present |
| Xiang Bao 包项 | Rep 4, 6 | 2025-01 | Present |
| Zeyang Bao 鲍泽洋 | Rep 4, 6 | 2023-08 | Present |
| Zhicong Bi 畢志聰 | Rep 4, 6 | 2025-03 | Present |
| Siren Cai 蔡斯任 | Rep 4, 6 | 2025-02 | Present |
| Weipan Cai 蔡炜磐 | Rep 4, 6 | 2026-01 | Present |
| Weiwei Cai 蔡薇薇 | Rep 4, 6 | 2022-08 | Present |
| Yingjie Cai 蔡英杰 | Rep 4, 6 | 2025-07 | Present |
| Chenglong Cao 曹成龙 | Rep 4, 6 | 2026-01 | Present |
| Wenwei Cao 曹文伟 | Rep 4, 6 | 2022-02 | Present |
| Xinda Cao 曹鑫达 | Rep 4, 6 | 2025-10 | Present |
| Yue Cao 曹越 | Rep 4, 6 | 2024-04 | Present |
| Nai Yan Chan 陳乃茵 | Rep 4, 6 | 2021-10 | Present |
| Di Chang 常迪 | Rep 4, 6 | 2024-11 | Present |
| Caiquan Chen 陈才泉 | Rep 4, 6 | 2024-02 | Present |
| Geyang Chen 陈戈扬 | Rep 4, 6 | 2022-08 | Present |
| Hao Chen 陈皓 | Rep 4, 6 | 2023-06 | Present |
| Hao Chen 陈皓 | Rep 4, 6 | 2024-04 | Present |
| Hao Chen 陈灏 | Rep 4, 6 | 2025-10 | Present |
| Jianxun Chen 陈建熏 | Rep 4, 6 | 2025-11 | Present |
| Jinxing Chen 陳錦興 | Rep 4, 6 | 2024-07 | Present |
| Junbo Chen 陈俊波 | Rep 4, 6 | 2023-12 | Present |
| Kaimin Chen 陳楷民 | Rep 4, 6 | 2024-06 | Present |
| Li Chen 陈力 | Rep 4, 6 | 2020-10 | Present |
| Lifeng Chen 陈立丰 | Rep 4, 6 | 2021-11 | Present |
| Lingxian Chen 陈凌宪 | Rep 4, 6 | 2024-06 | Present |
| Shenqi Chen 陈申奇 | Rep 4, 6 | 2024-03 | Present |
| Shu Chen 陈枢 | Rep 4, 6 | 2023-11 | Present |
| Shubin Chen 陈树斌 | Rep 4, 6 | 2025-01 | Present |
| Shujie Chen 陈舒捷 | Rep 4, 6 | 2025-04 | Present |
| Shuyi Chen 陈姝祎 | Rep 4, 6 | 2022-05 | Present |
| Siyong Chen 陈思涌 | Rep 4, 6 | 2025-05 | Present |
| Tianya Chen 陈天涯 | Rep 4, 6 | 2025-09 | Present |
| Wei Chen 陈溦 | Rep 4, 6 | 2022-05 | Present |
| Xi Chen 陈曦 | Rep 4, 6 | 2021-06 | Present |
| Xianghong Chen 陈湘宏 | Rep 4, 6 | 2024-09 | Present |
| Xingming Chen 陈星名 | Rep 4, 6 | 2022-05 | Present |
| Yangzong Chen 陳揚宗 | Rep 4, 6 | 2024-06 | Present |
| Yihao Chen 陳一豪 | Rep 4, 6 | 2023-02 | Present |
| Yingjuan Chen 陈莹娟 | Rep 4, 6 | 2024-04 | Present |
| Yun Chen 陈赟 | Rep 4, 6 | 2025-04 | Present |
| Zejun Chen 陈泽君 | Rep 4, 6 | 2023-06 | Present |
| Zelin Chen 陈泽霖 | Rep 4, 6 | 2025-04 | Present |
| Zhiyu Chen 陈祉逾 | Rep 4, 6 | 2025-04 | Present |
Showing 1–100 of 1534
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