CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities (Hong Kong) Limited (中信證券(香港)有限公司), CE reference AAK249. Currently licensed for regulated activity type(s) 4, 6. Current licensed staff on file: 992.
Registered address
18/F, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | 2005-03-08 |
Licensed staff (992)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Chuen Chan 陳志銓 | RO 4, 6 | 2017-11 |
| Edmund Wai Hung Chan 陳偉雄 | RO 4, 6 | 2015-04 |
| Conrad Siu Kong Cheng 鄭小剛 | RO 6 Rep 4 | 2025-10 |
| Jie Cheng 程杰 | RO 4, 6 | 2022-11 |
| Ho Ming (SFC:AOE594) Cheung 張可明 | RO 4, 6 | 2024-07 |
| Hiu Fai Fong 方曉暉 | RO 4, 6 | 2025-07 |
| Qiang Hai 海强 | RO 4, 6 | 2022-07 |
| Chin Fei Ho 何展飛 | RO 6 Rep 4 | 2026-03 |
| Tung Fong Keung 姜東方 | RO 6 Rep 4 | 2026-02 |
| Lai Hung Ku 古麗紅 | RO 4, 6 | 2025-10 |
| Chun Yu Kwok 郭震宇 | RO 6 Rep 4 | 2022-08 |
| Steve Kwok Leung Lam 林國樑 | RO 4, 6 | 2018-10 |
| Kit Ling Lau 劉潔玲 | RO 6 Rep 4 | 2021-12 |
| Patricio Pak Ho Lau 劉珀豪 | RO 6 Rep 4 | 2026-03 |
| Vincent Chi Kin Lau 劉子堅 | RO 4, 6 | 2025-01 |
| Chuk Nga Law 羅竹雅 | RO 6 Rep 4 | 2026-01 |
| Hang Li 李航 | RO 4, 6 | 2018-02 |
| Heung Li 李响 | RO 4, 6 | 2022-10 |
| Li (SFC:BTV771) Li 李黎 | RO 4, 6 | 2025-01 |
| Ke (SFC:BRS682) Lin 林軻 | RO 4, 6 | 2024-09 |
| Yewei Liu 劉業偉 | RO 6 Rep 4 | 2022-09 |
| Zhe Liu 刘哲 | RO 4, 6 | 2025-02 |
| Nathan Noel McMurtray | RO 4, 6 | 2018-02 |
| Mufu Na 那木夫 | RO 4, 6 | 2023-11 |
| Kai Him Ng 吳啟謙 | RO 4, 6 | 2022-02 |
| Pak Lin Ng 伍柏廉 | RO 6 Rep 4 | 2025-12 |
| Zhiqian Qiu 邱志千 | RO 4, 6 | 2021-08 |
| Chunming Song 宋春鳴 | RO 4, 6 | 2024-06 |
| Yi (SFC:AOA787) Sun 孫毅 | RO 4, 6 | 2025-01 |
| Shun Fai Sze 施純輝 | RO 6 Rep 4 | 2025-10 |
| Liang Tang 唐亮 | RO 4, 6 | 2024-11 |
| William Wai Tak Tong 唐偉德 | RO 6 Rep 4 | 2025-10 |
| Gan Wang 王干 | RO 4, 6 | 2025-03 |
| Yimin Wang 王逸旻 | RO 6 Rep 4 | 2022-05 |
| Yu (SFC:AYG657) Wang 王瑜 | RO 4, 6 | 2025-02 |
| Sze Man (SFC:AQS231) Wong 黃詩敏 | RO 6 Rep 4 | 2021-10 |
| Sitao Wu 吳思燾 | RO 4, 6 | 2025-03 |
| Chenming Xu 许晨鸣 | RO 4, 6 | 2026-01 |
| Yang (SFC:AUZ703) Yu 于楊 | RO 4, 6 | 2018-01 |
| Ransi Yuan 袁然思 | RO 4, 6 | 2022-01 |
| Esther Sze Wing Yuen 袁詩穎 | RO 4, 6 | 2023-09 |
| Jinglei Zhang 張京雷 | RO 4, 6 | 2023-11 |
| Xiujie Zhang 張秀杰 | RO 4, 6 | 2022-11 |
| Long Zhao 趙龍 | RO 4, 6 | 2021-10 |
| Shufan Zhou 周澍凡 | RO 4, 6 | 2024-09 |
| Fujun Ai 艾复君 | Rep 4, 6 | 2021-07 |
| Hua Ai 艾华 | Rep 4, 6 | 2022-11 |
| Nan An 安楠 | Rep 4, 6 | 2023-06 |
| Paolo Antonio Lopez Azurin | Rep 4, 6 | 2026-01 |
| Fengzhi Bai 白凤至 | Rep 4, 6 | 2022-07 |
| Guangxin Bai 白广鑫 | Rep 4, 6 | 2020-12 |
| Juyi Bai 白居一 | Rep 4, 6 | 2025-02 |
| Ningxin Bai 白宁鑫 | Rep 4, 6 | 2024-06 |
| Xinrui Bai 白昕睿 | Rep 4, 6 | 2025-01 |
| Tong Bao 薄通 | Rep 4, 6 | 2024-08 |
| Xiang Bao 包项 | Rep 4, 6 | 2025-01 |
| Zeyang Bao 鲍泽洋 | Rep 4, 6 | 2023-08 |
| Zhicong Bi 畢志聰 | Rep 4, 6 | 2025-03 |
| Siren Cai 蔡斯任 | Rep 4, 6 | 2025-02 |
| Weipan Cai 蔡炜磐 | Rep 4, 6 | 2026-01 |
| Weiwei Cai 蔡薇薇 | Rep 4, 6 | 2022-08 |
| Yingjie Cai 蔡英杰 | Rep 4, 6 | 2025-07 |
| Zihan Cai 蔡孜涵 | Rep 4, 6 | 2022-12 |
| Chenglong Cao 曹成龙 | Rep 4, 6 | 2026-01 |
| Wenwei Cao 曹文伟 | Rep 4, 6 | 2022-02 |
| Xinda Cao 曹鑫达 | Rep 4, 6 | 2025-10 |
| Yue Cao 曹越 | Rep 4, 6 | 2024-04 |
| Nai Yan Chan 陳乃茵 | Rep 4, 6 | 2021-10 |
| Di Chang 常迪 | Rep 4, 6 | 2024-11 |
| Caiquan Chen 陈才泉 | Rep 4, 6 | 2024-02 |
| Geyang Chen 陈戈扬 | Rep 4, 6 | 2022-08 |
| Hao (SFC:BTV782) Chen 陈皓 | Rep 4, 6 | 2023-06 |
| Hao (SFC:BUS786) Chen 陈皓 | Rep 4, 6 | 2024-04 |
| Hao (SFC:BWR258) Chen 陈灏 | Rep 4, 6 | 2025-10 |
| Jianxun Chen 陈建熏 | Rep 4, 6 | 2025-11 |
| Jinxing Chen 陳錦興 | Rep 4, 6 | 2024-07 |
| Junbo Chen 陈俊波 | Rep 4, 6 | 2023-12 |
| Kaimin Chen 陳楷民 | Rep 4, 6 | 2024-06 |
| Li (SFC:BQI101) Chen 陈力 | Rep 4, 6 | 2020-10 |
| Lifeng Chen 陈立丰 | Rep 4, 6 | 2021-11 |
| Lingxian Chen 陈凌宪 | Rep 4, 6 | 2024-06 |
| Lingxin Chen 陳靈欣 | Rep 4, 6 | 2021-07 |
| Shenqi Chen 陈申奇 | Rep 4, 6 | 2024-03 |
| Shu Chen 陈枢 | Rep 4, 6 | 2023-11 |
| Shubin Chen 陈树斌 | Rep 4, 6 | 2025-01 |
| Shujie Chen 陈舒捷 | Rep 4, 6 | 2025-04 |
| Shuyi Chen 陈姝祎 | Rep 4, 6 | 2022-05 |
| Siyong Chen 陈思涌 | Rep 4, 6 | 2025-05 |
| Tianya Chen 陈天涯 | Rep 4, 6 | 2025-09 |
| Wei (SFC:BSH221) Chen 陈溦 | Rep 4, 6 | 2022-05 |
| Weijia Chen 陳偉佳 | Rep 4, 6 | 2024-09 |
| Xi (SFC:BRG672) Chen 陈曦 | Rep 4, 6 | 2021-06 |
| Xianghong Chen 陈湘宏 | Rep 4, 6 | 2024-09 |
| Xingming Chen 陈星名 | Rep 4, 6 | 2022-05 |
| Yangzong Chen 陳揚宗 | Rep 4, 6 | 2024-06 |
| Yihao Chen 陳一豪 | Rep 4, 6 | 2024-02 |
| Yingjuan Chen 陈莹娟 | Rep 4, 6 | 2024-04 |
| Yuda Chen 陈禹达 | Rep 4, 6 | 2022-01 |
| Yun Chen 陈赟 | Rep 4, 6 | 2025-04 |
| Zejun Chen 陈泽君 | Rep 4, 6 | 2023-06 |
Showing 1–100 of 992