CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities (Hong Kong) Limited (中信證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAK249. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 976 (total recorded over time: 1525).
Registered address
18/F, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | 2005-03-08 |
Licensed staff (all-time) (1525)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher John Brooks | RO 4, 6 Rep 4, 6 | 2008-09 | 2009-08 |
| Chi Chuen Chan 陳志銓 | RO 4, 6 Rep 4, 6 | 2015-04 | Present |
| Edmund Wai Hung Chan 陳偉雄 | RO 4, 6 | 2015-04 | Present |
| Yick Kei Chan 陳奕祺 | RO 4, 6 Rep 4, 6 | 2018-07 | 2023-07 |
| Conrad Siu Kong Cheng 鄭小剛 | RO 6 Rep 4, 6 | 2025-08 | Present |
| Jie Cheng 程杰 | RO 4, 6 Rep 4, 6 | 2022-06 | Present |
| Ho Ming (SFC:AOE594) Cheung 張可明 | RO 4, 6 Rep 4, 6 | 2011-06 | Present |
| Joseph Patrick Yeong Kang Chu 徐永康 | RO 4, 6 Rep 4, 6 | 2007-06 | 2009-07 |
| Philip John Crotty | RO 4, 6 Rep 4, 6 | 2005-05 | 2008-06 |
| Timothy Mark Fletcher Ferdinand | RO 4, 6, 9 | Pre-2003 | 2005-12 |
| Hiu Fai Fong 方曉暉 | RO 4, 6 Rep 4, 6 | 2021-10 | Present |
| Yuxiang Gao 高愈湘 | RO 4, 6 Rep 4, 6 | 2021-12 | 2023-02 |
| Qiang Hai 海强 | RO 4, 6 Rep 4, 6 | 2021-09 | Present |
| Hao (SFC:APG277) He 何浩 | RO 6 Rep 4, 6 | 2018-04 | 2021-07 |
| Chin Fei Ho 何展飛 | RO 6 Rep 4, 6 | 2026-02 | Present |
| Kam Kai Ho 何錦佳 | RO 4, 6 Rep 4, 6 | 2017-09 | 2025-09 |
| Tung Fong Keung 姜東方 | RO 6 Rep 4, 6 | 2023-07 | Present |
| Lai Hung Ku 古麗紅 | RO 4, 6 Rep 4, 6 | 2025-09 | Present |
| Chun Yu Kwok 郭震宇 | RO 6 Rep 4, 6 | 2022-02 | Present |
| Emily Ho Kei Kwong 鄺可琪 | RO 4, 6 Rep 4, 6 | 2017-06 | 2020-08 |
| Ki Cheong Lai 黎其昌 | RO 6 Rep 4 | 2026-04 | Present |
| Steve Kwok Leung Lam 林國樑 | RO 4, 6 Rep 4, 6 | 2006-06 | Present |
| Kit Ling Lau 劉潔玲 | RO 6 Rep 4, 6 | 2021-10 | Present |
| Patricio Pak Ho Lau 劉珀豪 | RO 6 Rep 4, 6 | 2026-02 | Present |
| Vincent Chi Kin Lau 劉子堅 | RO 4, 6 Rep 4, 6 | 2021-06 | Present |
| Chuk Nga Law 羅竹雅 | RO 6 Rep 4, 6 | 2025-11 | Present |
| Richard Anthony Treadgold Lee | RO 4, 6 Rep 4, 6, 9 | Pre-2003 | 2016-09 |
| Siok Ling Leow 廖淑玲 | RO 4, 6 Rep 4, 6, 9 | Pre-2003 | 2023-07 |
| Hiu Yi Leung 梁曉怡 | RO 6 Rep 4, 6 | 2019-09 | 2021-10 |
| Hon Ki Leung 梁漢旗 | RO 4, 6 | 2015-04 | 2018-08 |
| Kelvin Yau-Teng Leung 梁祐庭 | RO 4, 6 Rep 4, 6 | 2016-08 | 2017-07 |
| Hang Li 李航 | RO 4, 6 Rep 4, 6 | 2013-11 | 2026-05 |
| Heung Li 李响 | RO 4, 6 Rep 4, 6 | 2018-06 | Present |
| Li (SFC:BTV771) Li 李黎 | RO 4, 6 Rep 4, 6 | 2023-06 | Present |
| Ke (SFC:BRS682) Lin 林軻 | RO 4, 6 Rep 4, 6 | 2021-10 | Present |
| Hiu Lau Liu 廖曉柳 | RO 6 Rep 4, 6 | 2006-06 | 2022-03 |
| Yewei Liu 劉業偉 | RO 6 Rep 4, 6 | 2019-08 | Present |
| Zhe Liu 刘哲 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Andrew Donald Low | RO 4, 6 Rep 4, 6 | 2015-01 | 2019-04 |
| Michael Wai Hoe Luk | RO 4, 6 Rep 4, 6 | 2018-03 | 2019-08 |
| Yong Luo 羅詠 | RO 4, 6 Rep 4, 6 | 2013-11 | 2017-05 |
| Yao (SFC:BOR104) Ma 马尧 | RO 4, 6 | 2021-08 | 2024-09 |
| Nathan Noel McMurtray | RO 4, 6 Rep 4, 6 | 2017-08 | Present |
| Mufu Na 那木夫 | RO 4, 6 Rep 4, 6 | 2015-10 | Present |
| Kai Him Ng 吳啟謙 | RO 4, 6 Rep 4, 6 | 2016-10 | Present |
| Pak Lin Ng 伍柏廉 | RO 6 Rep 4, 6 | 2025-10 | Present |
| Shan Yung Ng 吳燦榕 | RO 6 Rep 4, 6 | 2015-10 | 2016-11 |
| Adam Nicholas Perrett 龐立德 | RO 4 Rep 4, 6 | 2006-05 | 2007-09 |
| Zhiqian Qiu 邱志千 | RO 4, 6 Rep 4, 6 | 2021-05 | Present |
| Robert Stephen Reid | RO 4, 6 Rep 4, 6, 9 | Pre-2003 | 2012-09 |
| Yue (SFC:APK242) Shen 沈越 | RO 4, 6 Rep 4, 6 | 2015-04 | 2021-04 |
| Dong Shi 史棟 | RO 6 Rep 4, 6 | 2026-01 | Present |
| Ka Yiu Sin 冼嘉耀 | RO 4, 6 Rep 4, 6 | 2014-06 | 2024-03 |
| Chunming Song 宋春鳴 | RO 4, 6 Rep 4, 6 | 2021-10 | Present |
| Yi (SFC:AOA787) Sun 孫毅 | RO 4, 6 Rep 4, 6 | 2022-10 | Present |
| Shun Fai Sze 施純輝 | RO 6 Rep 4, 6 | 2025-09 | Present |
| David Sai Chiu Tam 譚世昭 | RO 4, 6 Rep 4, 6 | 2007-06 | 2019-05 |
| Liang Tang 唐亮 | RO 4, 6 Rep 4, 6 | 2023-11 | Present |
| Zhenyi Tang 唐臻怡 | RO 4, 6 Rep 4, 6 | 2017-03 | 2019-03 |
| Richard Kirby Taylor | RO 4, 6, 9 | Pre-2003 | 2020-04 |
| William Wai Tak Tong 唐偉德 | RO 6 Rep 4, 6 | 2025-09 | Present |
| Yan Kei Tse 謝欣冀 | RO 4, 6 Rep 4, 6 | 2018-06 | 2025-12 |
| Bin (SFC:BRY378) Wang 王彬 | RO 4, 6 Rep 4, 6 | 2021-12 | 2025-04 |
| Changhong Wang 王長虹 | RO 4, 6 Rep 4, 6 | 2013-11 | 2019-10 |
| Gan Wang 王干 | RO 4, 6 Rep 4, 6 | 2018-06 | Present |
| Xiao (SFC:ARI071) Wang 王瀟 | RO 4, 6 Rep 4, 6 | 2015-04 | 2021-07 |
| Yimin Wang 王逸旻 | RO 6 Rep 4, 6 | 2022-01 | Present |
| Yu (SFC:AYG657) Wang 王瑜 | RO 4, 6 Rep 4, 6 | 2021-09 | Present |
| Stuart Richard Wilson | RO 4, 6 Rep 4, 6 | 2005-05 | 2016-06 |
| Eric Kai Lap Wong 黃啟立 | RO 4, 6 Rep 4, 6 | 2007-08 | 2008-05 |
| Sze Man (SFC:AQS231) Wong 黃詩敏 | RO 6 Rep 4, 6 | 2021-06 | Present |
| Sitao Wu 吳思燾 | RO 4, 6 Rep 4, 6 | 2015-08 | Present |
| Chenming Xu 许晨鸣 | RO 4, 6 Rep 4, 6 | 2020-08 | Present |
| Buyun Yang 楊佈云 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Janet Pui Fonk Yee 余笩昉 | RO 4, 6 | 2015-04 | 2019-07 |
| Kin Sing Yeung 楊健聲 | RO 4, 6 Rep 4, 6 | Pre-2003 | 2014-04 |
| Hui (SFC:AYS989) Yu 俞慧 | RO 4, 6 Rep 4, 6 | 2018-06 | 2020-11 |
| Yang (SFC:AUZ703) Yu 于楊 | RO 4, 6 Rep 4, 6 | 2015-04 | Present |
| Ransi Yuan 袁然思 | RO 4, 6 Rep 4, 6 | 2019-06 | Present |
| Ye (SFC:BJK566) Yuan 袁野 | RO 4, 6 Rep 4, 6 | 2021-10 | 2025-12 |
| Esther Sze Wing Yuen 袁詩穎 | RO 4, 6 Rep 4, 6 | 2019-11 | Present |
| Jinglei Zhang 張京雷 | RO 4, 6 Rep 4, 6 | 2021-03 | Present |
| Xiujie Zhang 張秀杰 | RO 4, 6 Rep 4, 6 | 2022-03 | Present |
| Geoffrey Li Zhao 趙力 | RO 4, 6 Rep 4, 6 | 2015-04 | 2021-04 |
| Long Zhao 趙龍 | RO 4, 6 Rep 4, 6 | 2018-04 | 2026-04 |
| Shufan Zhou 周澍凡 | RO 4, 6 Rep 4, 6 | 2021-01 | Present |
| Yexin Zhu 朱烨辛 | RO 4, 6 Rep 4, 6 | 2022-11 | 2024-06 |
| Pankaj Kishore Agrawal | Rep 4, 6 | 2008-09 | 2025-02 |
| Fujun Ai 艾复君 | Rep 4, 6 | 2021-07 | Present |
| Hua Ai 艾华 | Rep 4, 6 | 2022-11 | Present |
| Nan An 安楠 | Rep 4, 6 | 2023-06 | Present |
| Paolo Antonio Lopez Azurin | Rep 4, 6 | 2024-09 | Present |
| Fengzhi Bai 白凤至 | Rep 4, 6 | 2022-07 | Present |
| Guangxin Bai 白广鑫 | Rep 4, 6 | 2020-12 | Present |
| Juyi Bai 白居一 | Rep 4, 6 | 2025-02 | Present |
| Ningxin Bai 白宁鑫 | Rep 4, 6 | 2024-06 | Present |
| Xinrui Bai 白昕睿 | Rep 4, 6 | 2025-01 | Present |
| Hong Bao 鮑泓 | Rep 4, 6 | 2020-12 | 2021-02 |
| Tong Bao 薄通 | Rep 4, 6 | 2024-08 | Present |
| Xiang Bao 包项 | Rep 4, 6 | 2025-01 | Present |
Showing 1–100 of 1525
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