Cohen & Steers Asia Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cohen & Steers Asia Limited, a Hong Kong-based licensed corporation with CE reference ALZ367. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 29). Earliest licence on file: 2005-07-29.
- Category:
-
Buyside · Asset management
- Registered address:
- Unit 3301B, 33/F, The Henderson, No. 2 Murray Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-08-17 | present |
| Type 4 - Advising on securities | 2005-07-29 | present |
| Type 9 - Asset management | 2006-04-13 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Ming Chan 陳偉明 | RO 1, 4 Rep 1, 4 | 2010-06 | Present |
| Yanlin Ding 丁燕琳 | RO 4 Rep 4 | 2010-06 | Present |
| Dane Alan Garrood | RO 4, 9 Rep 4, 9 | 2012-12 | Present |
| Leon Chi Yeung Ko 高子揚 | RO 4 Rep 4, 9 | 2006-09 | Present |
| Steve Hin Fai Lam 林顯輝 | RO 1 Rep 9 | 2006-05 | Present |
| Wai Lim Leung 梁緯濂 | RO 1, 4, 9 Rep 1, 4, 9 | 2012-09 | Present |
| Benjamin Wesley Morton | RO 4 | 2018-01 | Present |
| Joao Paulo Cardoso Monteclaro Cesar | Rep 1, 4, 9 | 2018-11 | Present |
| Stephen Michael Quan | Rep 4, 9 | 2009-06 | Present |
| Andrew Yoon Hyun Shin | Rep 1 | 2025-08 | Present |
| Fraser Clyde McLellan Smith | Rep 4, 9 | 2019-07 | Present |
| Felix Chin Hang Tsang 曾展亨 | Rep 1, 4 | 2017-09 | Present |
| Li Yen Wee | Rep 1 | 2025-03 | Present |
| Dorothy Long Yan Wong 黃朗恩 | Rep 1, 4 | 2025-12 | Present |
| Kelly Kar Yee Lam 林嘉儀 | Rep 1, 4 | 2017-12 | 2025-01 |
| Stephen Desmond Kenneally | RO 1, 4, 9 | 2006-04 | 2022-12 |
| Luke Joseph Sullivan | RO 4, 9 Rep 4, 9 | 2008-08 | 2019-01 |
| Charles Joseph McKinley | Rep 1 | 2018-01 | 2018-02 |
| Vivian Ying Ping Ngoh 伍盈萍 | Rep 1, 4 | 2015-01 | 2017-12 |
| Scott Thomas Crowe | Rep 9 | 2007-06 | 2012-05 |
| Charlotte Hoi Yin Ng 吳愷然 | Rep 4 | 2010-04 | 2012-04 |
| Julian Jatayu Perlmutter | Rep 4, 9 | 2008-10 | 2012-03 |
| Jackie Tsun Kit Choy 蔡俊傑 | Rep 4 | 2010-07 | 2011-08 |
| Amy Ka Ping Luk 陸嘉萍 | Rep 4 | 2007-08 | 2010-05 |
| Sayuri Ohyagi 大八木小百合 | Rep 4 | 2006-06 | 2009-04 |
| Yat Ming Cheung 張一鳴 | RO 4, 9 | 2005-07 | 2008-11 |
| Lisa Donoghue Phelan | RO 4, 9 | 2005-07 | 2008-07 |
| James Scott Corl | Rep 9 | 2007-06 | 2008-02 |
| Helen Wai Wah Wong 王偉華 | Rep 4 | 2005-12 | 2007-04 |
Showing 1–29 of 29
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司