Southwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Asset Management Limited (西證(香港)資產管理有限公司), CE reference AFH614. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 1.
Registered address
Room 1608, 16th Floor, No. 26 Harbour Road, China Resources Building, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2008-12-18 | present |
Licensed staff (1)
As of
| Name | Activities | Since |
|---|---|---|
| Johnson Shing Tong 唐誠 | RO 4 | 2020-09 |
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