Hong Kong Asset Management Limited

香港資產管理有限公司

CE No. ABI734 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Asset Management Limited (香港資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ABI734. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 49). Earliest licence on file: 2005-11-21.

Registered address

Rooms 105-7, 1/F, St George's Building, 2 Ice House Street

Licence history

Activity	From	To
Type 1 - Dealing in securities	2017-02-15	present
Type 4 - Advising on securities	2005-11-21	present
Type 9 - Asset management	present	present
Type 1 - Dealing in securities	2011-12-21	2013-07-16
Type 2 - Dealing in futures contracts	2020-05-18	2023-12-11
Type 4 - Advising on securities	present	2005-03-05
Type 5 - Advising on futures contracts	2020-05-18	2023-12-11
Type 6 - Advising on corporate finance	present	2005-03-05

Licensed staff (all-time) (49)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Jamilah Ali	RO 1, 4, 9	2004-12	2013-12
Anthony Alan Arkey	RO 1, 4, 6, 9	Pre-2003	2014-06
Kevin Siu Pong Chan 陳兆邦	RO 2, 5 Rep 2, 5, 9	2021-02	2022-02
Kin Pan Chan 陳健斌	RO 4 Rep 4, 9	2015-08	2016-11
Siu Pong Fok 霍少邦	RO 2, 5	2021-12	2022-12
Chun Hung Ho 何振雄	RO 1, 4, 9 Rep 4, 9	2016-05	Present
Yiu Kwong Kan 簡耀光	RO 1, 2, 4, 5, 9	2020-05	Present
Tang To Lo 盧登滔	RO 2	2020-05	2020-06
Hoi Wai Ma 馬凱威	RO 1, 2, 4, 5, 9	2019-03	2021-07
Carmen Lai Man Ng 吳麗文	RO 4, 9 Rep 1, 4, 9	2014-03	2019-03
Wing Keung Ng 伍永強	RO 1, 4, 9	2014-08	2019-04
Abhishek Rawat	RO 1, 4, 9 Rep 1, 4, 9	2019-05	2023-12
Shing Kwan (SFC:ACS352) Wong 黃成坤	RO 1, 2, 4, 5, 9	2019-06	2024-02
Kane Yang	RO 1, 4, 9	2011-11	2019-03
Florence Fung Cheung Au 區鳳翔	Rep 4, 6, 9	Pre-2003	2003-07
Mariea Bevan	Rep 1, 9	2004-01	2013-07
Kien Ming Chan 陳堅明	Rep 1, 4, 9	2020-03	Present
Yee Wah (SFC:BIY457) Chan 陳綺華	Rep 4	2017-02	2018-03
Chia-Hui (SFC:ASU227) Chen 陳佳慧	Rep 1, 4, 9	2023-03	2023-11
Jian (SFC:BRV739) Chen 陳健	Rep 1, 4	2023-07	2023-12
Kenneth Kin Chun Cheng 鄭健駿	Rep 1, 2, 5, 9	2022-03	2022-12
Yuk Kwai Cheung 張玉桂	Rep 4, 9	2016-07	2018-03
Hok Chung Chiu 招學聰	Rep 4, 9	2015-09	2016-06
Hung Chou 周鴻	Rep 1, 9	2020-02	2022-05
Idy Yin Fong Chung 鍾燕芳	Rep 1, 4, 9	2012-08	2013-11
Nicholas John Donaldson	Rep 4, 9	2005-06	2007-09
Ka Lei Fok 霍嘉莉	Rep 4, 9	2016-07	2016-11
Jessica Ching Man Fong 方靜雯	Rep 4, 9	2005-04	2006-07
Christopher Paul Frederick Hopkins	Rep 4, 6, 9	Pre-2003	2007-09
Zhiyuan Jiang 江之源	Rep 1, 4, 9	2022-07	2023-12
Min Chul Kim	Rep 1, 4, 9	2017-09	2019-02
Wai Chi Kwok 郭偉志	Rep 4	2009-05	2009-07
Christopher Chung Wai Lam 林仲煒	Rep 4, 9	2015-06	2016-11
Lit Fung Lam 林烈鋒	Rep 4, 9	2016-02	2019-02
Yun Ching Lam 林潤正	Rep 1, 4, 9	2017-11	Present
Chi Chung Lee 李志聰	Rep 4, 9	2015-08	2016-12
Yuen Mei Lee 李婉媚	Rep 4, 9	2016-06	2018-03
U Weng Leong 梁宇榮	Rep 1, 2, 5, 9	2021-02	2021-11
David Lut Yan Leung 梁律仁	Rep 4, 9	2016-06	2016-11
Jonathan Henry Paul Menzies	Rep 4, 9	2014-08	2015-01
Chun Hing Ng 吳振興	Rep 1, 4, 9	2016-07	Present
Hon Kei Ng 吳漢基	Rep 1, 4, 9	2016-12	2019-11
Stephen Raymond Park-Smith	Rep 4, 6, 9	Pre-2003	2004-10
Chris Chiu Ming Tang 鄧昭明	Rep 4, 9	2016-07	2017-07
Anson Wai Hung To 杜偉雄	Rep 1, 4, 9	2017-02	Present
Hetty Hor Shun Wan 溫可巽	Rep 4, 9	2016-07	2017-01
Man Ho (SFC:BEV529) Wong 黃敏豪	Rep 4, 9	2016-07	2016-12
Winnie Pui Ching Wong 黃佩貞	Rep 4	2009-05	2009-07
Jeff Feng Ye 叶鋒	Rep 4, 9	2016-03	2017-01