Rich Bay Securities Limited
富利證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rich Bay Securities Limited (富利證券有限公司), a Hong Kong-based licensed corporation with CE reference ALT947. Current licensed staff on file: 0 (total recorded over time: 29). Earliest licence on file: 2005-03-31.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2005-03-31 | 2024-01-16 |
| Type 2 - Dealing in futures contracts | 2018-11-12 | 2024-01-16 |
| Type 4 - Advising on securities | 2020-05-27 | 2024-01-16 |
| Type 5 - Advising on futures contracts | 2020-05-27 | 2024-01-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Keung Tak Cheung 張強德 | RO 1, 2, 4, 5 | 2020-02 | 2023-12 |
| Man Lok Siu 邵文洛 | Rep 1, 2 | 2022-06 | 2023-06 |
| Yue Wang 王玥 | Rep 1, 2 | 2022-08 | 2023-04 |
| Yik Hung Ying 邢益雄 | RO 1, 2, 4, 5 Rep 1, 2 | 2022-05 | 2023-02 |
| Kwan Kin Kam 甘堃健 | Rep 1, 2 | 2022-07 | 2022-12 |
| Kit Man Cheung 張潔雯 | Rep 1, 2 | 2021-03 | 2022-08 |
| Ho Yin Li 李昊彥 | Rep 1, 2 | 2021-02 | 2022-07 |
| Ryan Cheuk Hang Ho 何卓恒 | RO 1, 2, 4, 5 | 2020-04 | 2022-05 |
| Man King Yuen 阮汶敬 | Rep 1, 2 | 2020-10 | 2022-04 |
| Hok Yat Lee 李學一 | Rep 1, 2 | 2020-09 | 2022-01 |
| Hin Man Au 區顯民 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2020-07 | 2021-12 |
| Zuoyang Yuan 袁左陽 | Rep 1, 2, 4, 5 | 2019-01 | 2021-08 |
| Yu Shing Yung 容宇晟 | Rep 1, 2 | 2020-05 | 2020-11 |
| Tze Chung Ng 吳子聰 | RO 1, 2 Rep 1, 2 | 2020-04 | 2020-06 |
| To Sing Poon 潘道成 | RO 1, 2 Rep 1 | 2017-06 | 2020-04 |
| Tak Wah Ma 馬德華 | RO 1, 2 | 2019-07 | 2020-02 |
| Kwok Wai Chan 陳國偉 | RO 1, 2 | 2018-07 | 2019-06 |
| Tsz Kin Mak 麥子健 | Rep 1 | 2017-08 | 2018-08 |
| Chung Ho 何聰 | Rep 1 | 2017-10 | 2018-08 |
| Boris Kwun Kwan Kam 金冠群 | RO 1 Rep 1 | 2017-06 | 2018-04 |
| Ka Ho Tam 譚家豪 | RO 1 | 2017-08 | 2017-12 |
| Chin Keung Yiu 姚展強 | RO 1 | 2017-07 | 2017-09 |
| Hing Fun Chan 陳慶芬 | RO 1 | 2005-03 | 2017-07 |
| Woo Chan 陳和 | RO 1 | 2005-03 | 2017-07 |
| Kong Ki Li 李降基 | Rep 1 | 2005-03 | 2017-03 |
| Cheung Chee Chan 陳祥慈 | Rep 1 | 2005-03 | 2015-12 |
| Shun Lin Leung 梁順年 | Rep 1 | 2005-03 | 2014-12 |
| Chun Chung Li 李振忠 | Rep 1 | 2005-03 | 2010-10 |
| Si Kin Cheang 鄭斯堅 | Rep 1 | 2005-03 | 2007-05 |
Showing 1–29 of 29