Marlin Capital Limited
馬林資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marlin Capital Limited (馬林資本有限公司), a Hong Kong-based licensed corporation with CE reference BTA069. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 9). Earliest licence on file: 2023-08-16.
Registered address
Unit G, Room 01, 11/F, Tung Ning Building, No.2 Hillier Street, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2023-08-16 | present |
| Type 4 - Advising on securities | 2023-08-16 | present |
| Type 9 - Asset management | 2023-08-16 | present |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Yin Chan 陳俊賢 | RO 1, 4, 9 | 2024-07 | 2025-10 |
| Chun Ho Chau 周振豪 | RO 1, 4 Rep 1, 4, 9 | 2024-05 | 2025-05 |
| Hong Lin Chen 陳紘箖 | RO 1, 4, 9 | 2025-01 | 2025-07 |
| Tai Wai Chu 朱大衛 | RO 1, 4, 9 | 2023-08 | 2024-06 |
| Yue (SFC:BOP952) Cui 崔悦 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-09 | Present |
| Xiaozhou Li 李小舟 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-07 | Present |
| Juan Shan 單娟 | RO 1, 4, 9 | 2023-08 | 2025-01 |
| Wenjing Ji 吉文菁 | Rep 1, 4, 9 | 2024-07 | Present |
| Cheng Ren 任琤 | Rep 1, 4, 9 | 2025-12 | Present |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 406 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 401 staff - 3 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 325 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 268 staff - 3 shared activity types - 瑞穗證券亞洲有限公司