CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities Corporate Finance (HK) Limited (中信証券融資(香港)有限公司), CE reference ABF671. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2019-03-29 |
| Type 4 — Advising on securities | 2007-08-01 | 2019-03-29 |
| Type 4 — Advising on securities | present | 2004-07-30 |
| Type 5 — Advising on futures contracts | present | 2004-07-30 |
| Type 6 — Advising on corporate finance | present | 2019-03-29 |
| Type 9 — Asset management | present | 2006-05-02 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||