Wheelock Chatfield Limited

CE No. AAJ337 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wheelock Chatfield Limited, a Hong Kong-based licensed corporation with CE reference AAJ337. Current licensed staff on file: 0 (total recorded over time: 5).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2005-02-04
Type 6 - Advising on corporate finance Pre-2003 2005-02-04
Type 9 - Asset management Pre-2003 2021-05-13

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Coburn Chan 陳浩斌 RO 9 2015-10 2020-10
Hing On Hung 孔慶安 RO 9 2010-09 2020-10
Yin Ming Ho 何燕明 RO 9 2006-07 2015-08
Peter Yiu Fat Tsang 曾耀發 RO 4, 9 Pre-2003 2009-02
Rocky Wing Tak Leung 梁永德 RO 9 2005-04 2005-12
Showing 1–5 of 5

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