Allspring Global Investments (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allspring Global Investments (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference BSW181. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 8 (total recorded over time: 11). Earliest licence on file: 2022-12-21.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 5-6 15/F, AIA Central, 1 Connaught Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-12-21 | present |
| Type 4 - Advising on securities | 2022-12-21 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ignatius Wooi Kean Choong | RO 1, 4 | 2022-12 | Present |
| Kelly Kar Yee Lam 林嘉儀 | RO 1, 4 Rep 1, 4 | 2025-01 | Present |
| Huilun Hu 胡慧倫 | Rep 1, 4 | 2025-10 | Present |
| Sin Yeung Lee 李善揚 | Rep 1, 4 | 2024-08 | Present |
| Wai Lee 李偉 | Rep 1, 4 | 2026-02 | Present |
| Wai Lap Leung 梁維納 | Rep 1, 4 | 2023-05 | Present |
| Sam Ning Yue Lo 羅寧雨 | Rep 1, 4 | 2025-08 | Present |
| Priscilla Yilin Phoon 潘藝琳 | Rep 1, 4 | 2025-07 | Present |
| Linda Wing Sze Luk 陸穎詩 | RO 1, 4 | 2023-01 | 2025-03 |
| Xiao Xiao Lin 林瀟瀟 | RO 1, 4 Rep 1, 4 | 2023-05 | 2024-09 |
| Kathryn Ka Sing Yung 榮嘉信 | RO 1, 4 | 2022-12 | 2022-12 |
Showing 1–11 of 11
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