RBC Investment Services (Asia) Limited
加皇投資理財有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Investment Services (Asia) Limited (加皇投資理財有限公司), CE reference AAG176. Currently licensed for regulated activity type(s) 1, 2, 4, 5. Current licensed staff on file: 9.
Registered address
41st and 42nd Floor, One Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2004-10-14 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2004-10-14 | present |
| Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Type 9 — Asset management | present | 2018-05-14 |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Pascal Michael Quint | RO 1, 2, 4, 5 | 2023-12 |
| Benjamin Adam Willis | RO 1, 2, 4, 5 | 2020-03 |
| Muhammad Suffian Bin Mahat | Rep 1, 2, 4, 5 | 2020-02 |
| Irene Yin Wah Cheng 鄭燕華 | Rep 1, 2, 4, 5 | 2010-11 |
| Wai Shing Lam 林韋成 | Rep 1, 2, 4, 5 | 2019-10 |
| Lok Lun Lawrence Siu 蕭樂倫 | Rep 1, 2, 4, 5 | 2015-09 |
| Kit Wa Tse 謝結華 | Rep 1, 4 | 2021-07 |
| Suet Man Wong 王雪曼 | Rep 1, 2, 4, 5 | 2007-03 |
| Yik Shing Wong 黃奕成 | Rep 1, 2, 4, 5 | 2015-07 |
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