Arthur Thomas Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Thomas Baker, CE reference BLV186. Currently licensed at 1 firm(s): Welwing Capital Group Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Welwing Capital Group Limited | Rep | Type 9 — Asset management | 2026-02-03 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-13 | 2025-06-24 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2022-10-13 | 2025-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2022-10-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2018-01-02 | 2022-10-13 |