Lawrence Yam Ting Kot
葛蔭庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Yam Ting Kot (葛蔭庭), CE reference ACO122. Currently licensed at 2 firm(s): Wocom Securities Limited, Wocom Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |