Christy Cho Kwong Choy
蔡祖光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Cho Kwong Choy (蔡祖光), CE reference AAC197. Currently licensed at 1 firm(s): Wocom Investment Management Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2022-06-20 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | 2022-06-20 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-10-16 | 2022-06-20 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-10-06 | 2017-10-16 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2003-10-06 | 2017-10-16 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-06-03 | 2017-10-16 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-06-02 | 2003-06-03 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-10-16 |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2017-10-16 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-17 |
| Wocom Limited 宏高有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-04-17 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| Wocom Limited 宏高有限公司 |
RO | Type 9 — Asset management | present | 2003-04-17 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 9 — Asset management | present | 2003-04-17 |