Christy Cho Kwong Choy

蔡祖光
CE No. AAC197 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Cho Kwong Choy (蔡祖光), a licensed Representative with CE reference AAC197. Currently licensed at 1 firm(s): Wocom Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Wocom Investment Management Limited
宏高投資管理有限公司
Rep Type 4 - Advising on securities 2017-10-16 present
Wocom Investment Management Limited
宏高投資管理有限公司
Rep Type 9 - Asset management 2017-10-16 present
Wocom Securities Limited
宏高證券有限公司
Rep Type 1 - Dealing in securities 2017-10-16 2022-06-20
Wocom Limited
宏高有限公司
Rep Type 2 - Dealing in futures contracts 2017-10-16 2022-06-20
Wocom Foreign Exchange Co. Limited
宏高金融有限公司
Rep Type 3 - Leveraged foreign exchange trading 2017-10-16 2022-06-20
Wocom Investment Management Limited
宏高投資管理有限公司
RO Type 4 - Advising on securities 2003-10-06 2017-10-16
Wocom Investment Management Limited
宏高投資管理有限公司
RO Type 9 - Asset management 2003-10-06 2017-10-16
Wocom Foreign Exchange Co. Limited
宏高金融有限公司
RO Type 3 - Leveraged foreign exchange trading 2003-06-03 2017-10-16
Wocom Foreign Exchange Co. Limited
宏高金融有限公司
Rep Type 3 - Leveraged foreign exchange trading 2003-06-02 2003-06-03
Wocom Securities Limited
宏高證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2017-10-16
Wocom Limited
宏高有限公司
RO Type 2 - Dealing in futures contracts Pre-2003 2017-10-16
Wocom Securities Limited
宏高證券有限公司
RO Type 4 - Advising on securities Pre-2003 2003-04-17
Wocom Limited
宏高有限公司
RO Type 5 - Advising on futures contracts Pre-2003 2003-04-17
Wocom Securities Limited
宏高證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-04-17
Wocom Limited
宏高有限公司
RO Type 9 - Asset management Pre-2003 2003-04-17
Wocom Securities Limited
宏高證券有限公司
RO Type 9 - Asset management Pre-2003 2003-04-17

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