Liyi Zou
鄒立义
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyi Zou (鄒立义), a licensed Representative with CE reference BHO982. Currently licensed at 1 firm(s): West Bull Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-30 | present |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-30 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-12 | 2021-05-12 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-18 | 2021-05-12 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-28 | 2021-05-12 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-10-27 | 2017-09-01 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-06 | 2017-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liyi Zou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.