Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Chun Shing Jerry Lam
CE BJK930 - active, Wyndham Capital Management Limited
Ka Lok (SFC:AQX394) Wong
CE AQX394 - active, Wyndham Capital Management Limited
Tony Li Yang Wu
CE AWW749 - active, Wynson Asset Management Limited
Siu Hong Yim
CE AIC803 - active, Wynson Asset Management Limited
Johnny Yim Hon Fung
CE ACC655 - active, Wynson Asset Management Limited
Tung Mui Tong
CE AMY404 - active, Wynson Asset Management Limited
Sze Sze (SFC:AQR527) Wong
CE AQR527 - active, Wynson Asset Management Limited
Xiaohua Chen
CE BAM436 - active, XHK Limited
Siu Pong Fok
CE AME216 - active, XHK Limited
Yu Ho Chan
CE BHM561 - ceased
Jiayu Chen
CE BWC147 - ceased
Ho Kan Chu
CE BGY644 - active, XHK Limited
Ying Hsin Angela Ho
CE AKT416 - active, XHK Limited
Ka Lam Lau
CE BWN661 - ceased
Tat Hung Darren Tang
CE BKA592 - ceased
Chun Ho Tin
CE BWT933 - ceased
Hiu Ping Icey Tsoi
CE BJT917 - active, XHK Limited
Lin (SFC:BXH107) Xie
CE BXH107 - active, XHK Limited
Alvin Chit Chan
CE BBT833 - active, XY Asset Management Limited
Rodney Gerard Lloyd
CE BTT403 - ceased
Wai Choi Leung
CE BBT681 - active, XY Investments (HK) Limited
Tony Tao Tang
CE BIH992 - active, XY Investments (HK) Limited
Shenghan Li
CE BNO957 - active, XY Investments (HK) Limited
Rosa Wai Tsang Lee
CE AIZ436 - active, Xin Yongan International Securities Company Limited
Yue Ling Chiu
CE ALY201 - active, Xin Yongan International Securities Company Limited
Ka Yin (SFC:BJM219) Fung
CE BJM219 - active, Xin Yongan International Securities Company Limited
Chak Ming Lee
CE ACK564 - active, Xin Yongan International Securities Company Limited
Zuoxuan Cao
CE AYH497 - active, XinKong International Securities Limited
Changfeng Li
CE BME568 - active, XinKong International Asset Management Limited
Xinzheng Lu
CE BPR644 - active, XinKong International Asset Management Limited
He Chen
CE BWH097 - active, XinKong International Securities Limited
Qinghua Chen
CE BSR890 - active, XinKong International Capital Limited
Yili Sun
CE ANG277 - active, XinKong International Capital Limited
Pik Yan Wong
CE BHQ193 - active, XinKong International Capital Limited
Jonathan Chun Yu Ho
CE ARO147 - active, XinKong International Securities Limited
Chung Wah Tsang
CE BDY893 - active, XinKong International Securities Limited
Sui Yan Lo
CE AGO536 - active, XinKong International Securities Limited
Bingchao Cao
CE AMM311 - active, Xingtai Capital Management Limited
Michelle Anne Quan Yue Leung Sulger
CE ADW966 - active, Xingtai Capital Management Limited
Miu Ling Yuen
CE BJE487 - active, Xingtai Capital Management Limited
Xiaoyu (SFC:BMQ071) Zhang
CE BMQ071 - active, Xingtai Capital Management Limited
Ignatius Hon Wai So
CE AMF449 - active, Xtreme Asset Management Limited
Ergan Chen
CE BWF637 - active, YAX (Hong Kong) Limited
Kai (SFC:BUT919) Liu
CE BUT919 - active, YAX (Hong Kong) Limited
Pengfei Luo
CE BUT914 - active, YAX (Hong Kong) Limited
Chun Ting Wong
CE AOV781 - active, YAX (Hong Kong) Limited
Lingyu He
CE BUY134 - active, YAX (Hong Kong) Limited
Jiaqi (SFC:BWY933) Wang
CE BWY933 - active, YAX (Hong Kong) Limited
Peter Wong Hoi Choy
CE AGA968 - active, YBN Asset Management Limited
Chi-Kit Wong
CE BBM642 - active, YBN Asset Management Limited
Lei Mao
CE BML398 - active, YBN Asset Management Limited
Tai Pui Cheng
CE AAH278 - active, YF Futures Company Limited
Louis Wing Kwan Cheung
CE AAH791 - active, YF Futures Company Limited
Ngan Tim Lai
CE ACR486 - active, YF Asset Management Limited
Parish Cheung Ki Wong
CE ABY243 - active, A-JEX International Asset Management Limited
Tsun Ming Lam
CE ADI454 - active, YF Securities Company Limited
Kenny Ka Ming Lau
CE ACQ415 - active, YF Securities Company Limited
Kwai Sheung Lee
CE AEL274 - active, YF Securities Company Limited
Kai Yin Lam
CE AGT983 - active, YF Securities Company Limited
Hon Sum Wong
CE ALG174 - active, YF Securities Company Limited
Yat Ying Karen Lau
CE ASS218 - active, YRD Asset Management Limited
Kit Lee
CE BNH149 - active, YRD Asset Management Limited
Kam Fong Cheung
CE ADY085 - active, Yan Yun Family Office (HK) Limited
Bun Ho Hau
CE ASL913 - ceased
Wai Ho (SFC:AUQ931) Wong
CE AUQ931 - active, Yan Yun Family Office (HK) Limited
Chin Ting Mandy Lam
CE BTV665 - active, Yan Yun Family Office (HK) Limited
Zhantao Li
CE BWH647 - active, Yan Yun Family Office (HK) Limited
Wai Sun Wong
CE BUW373 - active, Yan Yun Family Office (HK) Limited
Qi Ye
CE BSZ499 - active, Yan Yun Family Office (HK) Limited
Amy Choi Fung Yeung
CE ANN663 - active, Yan Yun Family Office (HK) Limited
Jiling Zhao
CE BWI253 - active, Yan Yun Family Office (HK) Limited
Cheuk Hang Lau
CE AKV286 - active, Yaozhi Asset Management International Co., Limited
Ivan Kun Lam Tsui
CE ACG508 - active, Yaozhi Asset Management International Co., Limited
Ying (SFC:BOK090) Huang
CE BOK090 - active, Yau Wai International Asset Management Company Limited
Joyce Szeto
CE BOK093 - active, Yau Wai International Asset Management Company Limited
Chi Ho (SFC:BVO336) Chan
CE BVO336 - active, Yau Wai International Asset Management Company Limited
Elkie Ching Ling Hon
CE ACY377 - active, Yau Wai International Asset Management Company Limited
Wa Fung Ng
CE BSV503 - active, Yau Wai International Asset Management Company Limited
Xiaowen Tan
CE BSF481 - active, Yau Wai International Asset Management Company Limited
Ming-Jie Wu
CE BRV496 - active, Yau Wai International Asset Management Company Limited
Xiao (SFC:AVA602) Chen
CE AVA602 - active, WinExcel Asset Management Limited
Carlos Alfonso Oyarbide Seco
CE AEX557 - active, Yellow River Global Capital Limited
Sunny Pak Hin Poon
CE AHN865 - active, Yellow River Global Capital Limited
Linyi Li
CE BLE825 - active, Yellow River Securities Limited
Shing Wai Yiu
CE AAG891 - active, Yellow River Securities Limited
Hanzhi Du
CE BWF976 - active, Yellow River Securities Limited
Ao Guang
CE BBD861 - ceased
Gang Cheng
CE AMN572 - active, Yicko Securities Limited
Chin Chong
CE AAC622 - active, Yicko Securities Limited
Chang Sioe Liem
CE ABB074 - active, Yicko Securities Limited
Sze Ling Yao
CE ABQ898 - active, Yicko Securities Limited
Choi Wah Chan
CE ACC603 - active, Yicko Securities Limited
Eileen Chong
CE BDZ111 - active, Yicko Securities Limited
Stella Chin Shuen Chow
CE AGO293 - active, Yicko Securities Limited
Shuangqing Deng
CE BFP710 - active, Yicko Securities Limited
Chi Kong Fung
CE AAS187 - active, Yicko Securities Limited
Shuk Ing Hwang
CE AAS183 - active, Yicko Securities Limited
Yiu Keung
CE AAI694 - active, Yicko Securities Limited
Will Chi Wai Kwok
CE BIS591 - active, Yicko Securities Limited
Mow Chuen Law
CE AAD731 - ceased
Herman Haw So
CE AXK430 - active, Yicko Securities Limited
Eveline Taminsjah
CE BDZ137 - active, Yicko Securities Limited
Keung Ling Yao
CE ABR191 - active, Yicko Securities Limited
Yong (SFC:ATH192) Huang
CE ATH192 - active, Yong Rong (HK) Asset Management Limited
Yuefeng Pan
CE AXY505 - active, Yong Rong (HK) Asset Management Limited
Dingwen Wang
CE AZL196 - active, Yong Rong (HK) Asset Management Limited
Tsz Shek Ho
CE BAM248 - active, Yong Rong (HK) Asset Management Limited
On Tik Tai
CE BJT280 - active, Yong Rong (HK) Asset Management Limited
Zhen (SFC:BVU399) Wang
CE BVU399 - active, Yong Rong (HK) Asset Management Limited
Rundong Wu
CE BNI781 - active, Yong Rong (HK) Asset Management Limited
Heyi Chen
CE ARN018 - active, Yonggang International Capital Investment Limited
Tsz Biu Ko
CE BBX348 - active, Yonggang International Capital Investment Limited
Zhaolin Zeng
CE BQQ549 - active, Yonggang International Capital Investment Limited
Chi Shing (SFC:AJG004) Lam
CE AJG004 - active, Yu Ming Investment Management Limited
Warren Wa Lun Lee
CE ABS166 - active, Yu Ming Investment Management Limited
Ming (SFC:AJH024) Li
CE AJH024 - active, Yu Ming Investment Management Limited
Nelson Kai Yip Chow
CE BHU289 - active, Yu Ming Investment Management Limited
Yun Sang Fong
CE AXD985 - active, Yu Ming Investment Management Limited
Raymond Ka Hei Tam
CE APG438 - active, Yu Ming Investment Management Limited
Cheung Wai Hung
CE AUD695 - active, Yuan Tong Global Securities Limited
Phoenix Tong
CE BGS695 - active, Yuan Tong Global Securities Limited
Jun Tu
CE BTN013 - active, Yuan Tong Global Asset Management Limited
Shuya Fan
CE BVT472 - active, Yuan Tong Global Securities Limited
Peng (SFC:BWI162) Li
CE BWI162 - active, Yuan Tong Global Securities Limited
Wei (SFC:BVJ918) Li
CE BVJ918 - active, Yuan Tong Global Asset Management Limited
Ying (SFC:BUZ467) Wang
CE BUZ467 - active, Yuan Tong Global Securities Limited
Xiaolan Zhou
CE BXF694 - active, Yuan Tong Global Securities Limited
Shenghao Ye
CE BVN728 - active, Yuan Tong Global Asset Management Limited
Lu (SFC:BVI189) Xu
CE BVI189 - active, Yuan Tong Global Securities Limited
Miao-Ju Chen
CE ALJ946 - active, Yuanta Asia Investment (Hong Kong) Limited
Hsiao-Tsui Yu
CE AXG205 - active, Yuanta Asia Investment (Hong Kong) Limited
Hsiao Hsin Chang
CE BPL974 - active, Yuanta Asia Investment (Hong Kong) Limited
Ming Jen Ku
CE BQO818 - active, Yuanta Securities (Hong Kong) Company Limited
Pei-Ching Lee
CE BPL909 - active, Yuanta Asia Investment (Hong Kong) Limited
Yau San
CE BVO439 - active, Yuanta Asia Investment (Hong Kong) Limited
Fu Chi Hsieh
CE BKB201 - active, Yuanta Futures (HK) Co., Limited
Chun-Hsing Jen
CE BHD721 - active, Yuanta Futures (HK) Co., Limited
Pu Chun Liu
CE BLN934 - active, Yuanta Futures (HK) Co., Limited
Yi Cheng Su
CE BRV778 - active, Yuanta Futures (HK) Co., Limited
Yi Ting Yang
CE BFX052 - active, Yuanta Futures (HK) Co., Limited
Yu Yeung Cheng
CE BFC880 - active, Yuanta Futures (HK) Co., Limited
Shu Wing Fong
CE BEU868 - active, Yuanta Futures (HK) Co., Limited
Jiahao (SFC:BVL146) Hu
CE BVL146 - active, Yuanta Futures (HK) Co., Limited
Jingyi (SFC:BWI390) Liu
CE BWI390 - active, Yuanta Futures (HK) Co., Limited
Jingzhe Qiu
CE BVT810 - ceased
Wing Tung To
CE BIJ686 - active, Yuanta Futures (HK) Co., Limited
Ching Hong Tsai
CE BNQ906 - active, Yuanta Futures (HK) Co., Limited
Rong Wang
CE BQS576 - active, Yuanta Futures (HK) Co., Limited
Xinyao Xu
CE BWR814 - ceased
Ping-Yu Chen
CE ANX197 - active, Yuanta Securities (Hong Kong) Company Limited
Peter Ka Kit Chu
CE ACJ314 - active, Yuanta Securities (Hong Kong) Company Limited
Wayne Chuang
CE ASN774 - active, Yuanta Securities (Hong Kong) Company Limited
Chia Hua Hsu
CE BTT237 - active, Yuanta Securities (Hong Kong) Company Limited
Chun-Yuan Hsu
CE ASD142 - active, Yuanta Securities (Hong Kong) Company Limited
Jimson Ka Wing Hung
CE BDV934 - active, Yuanta Securities (Hong Kong) Company Limited
James Chi Lap Lam
CE ANJ604 - active, Yuanta Securities (Hong Kong) Company Limited
Fang (SFC:AOR995) Li
CE AOR995 - active, Yuanta Securities (Hong Kong) Company Limited
Szu Wei Ning
CE BNE452 - active, Yuanta Securities (Hong Kong) Company Limited
Kuei-Ling Pan
CE APC589 - active, Yuanta Securities (Hong Kong) Company Limited
Chin Hung Quek
CE AUX104 - active, Yuanta Securities (Hong Kong) Company Limited
Kim Guan Teo
CE ANX459 - active, Yuanta Securities (Hong Kong) Company Limited
Tsung Hsien Wen
CE ACZ348 - active, Yuanta Securities (Hong Kong) Company Limited
Wu-Kuang Yang
CE AOV395 - active, Yuanta Securities (Hong Kong) Company Limited
Yuyao Bu
CE BUC145 - active, Yuanta Securities (Hong Kong) Company Limited
Johnnie Bing Hang Chan
CE AGG703 - active, Yuanta Securities (Hong Kong) Company Limited
Hwai Chey George Chan
CE BPQ259 - active, Yuanta Securities (Hong Kong) Company Limited
Ka Hung (SFC:ABH274) Chan
CE ABH274 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Kin Chan
CE BOS587 - active, Yuanta Securities (Hong Kong) Company Limited
Wai Chi Chan
CE AXG751 - active, Yuanta Securities (Hong Kong) Company Limited
Hsien-Chun Chang
CE APO868 - active, Yuanta Securities (Hong Kong) Company Limited
Huey-Miie Chang
CE APK336 - active, Yuanta Securities (Hong Kong) Company Limited
Ho Hei Chau
CE AIE136 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Hung Chau
CE AAB494 - active, Yuanta Securities (Hong Kong) Company Limited
Chu-Fu Chen
CE BPY406 - active, Yuanta Securities (Hong Kong) Company Limited
Pei Chi Chen
CE BUS620 - active, Yuanta Securities (Hong Kong) Company Limited
Yin-Pei Chen
CE BTE859 - active, Yuanta Securities (Hong Kong) Company Limited
Yu Shiuan Chen
CE BKP273 - active, Yuanta Securities (Hong Kong) Company Limited
Hao Yu Cheng
CE BRY898 - active, Yuanta Securities (Hong Kong) Company Limited
Wai Hong (SFC:AAK494) Cheng
CE AAK494 - active, Yuanta Securities (Hong Kong) Company Limited
Yu Shing Cheng
CE BME687 - active, Yuanta Securities (Hong Kong) Company Limited
Fei Hung Cheung
CE BNR251 - ceased
Mei-Chu Chiu
CE APB221 - active, Yuanta Securities (Hong Kong) Company Limited
Sui Ling Chiu
CE BNV803 - active, Yuanta Securities (Hong Kong) Company Limited
Tuen Leung Chiu
CE ADX075 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Ip Choi
CE AEU921 - active, Yuanta Securities (Hong Kong) Company Limited
Tak Fai Choi
CE AXT224 - active, Yuanta Securities (Hong Kong) Company Limited
Herman Hok Man Chu
CE AAK852 - active, Yuanta Securities (Hong Kong) Company Limited
Nang Ching Chui
CE BWH815 - active, Yuanta Securities (Hong Kong) Company Limited
Ronald Sheng-Kai Feng
CE BWX095 - active, Yuanta Securities (Hong Kong) Company Limited
Hi Man Fong
CE BHM953 - active, Yuanta Securities (Hong Kong) Company Limited
Yu Fong
CE ATS874 - active, Yuanta Securities (Hong Kong) Company Limited
Siyuan Guo
CE BOQ059 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Chung (SFC:AAB905) Ho
CE AAB905 - active, Yuanta Securities (Hong Kong) Company Limited
Tsu-Hsien Ho
CE BAV438 - active, Yuanta Securities (Hong Kong) Company Limited
Yan Nung Xavier Ho
CE BVO300 - active, Yuanta Securities (Hong Kong) Company Limited
Boby Yiu Keung Ho
CE AAE294 - active, Yuanta Securities (Hong Kong) Company Limited
Ting-Hsuan Hou
CE APB427 - active, Yuanta Securities (Hong Kong) Company Limited
Erin Hsieh
CE BCZ934 - active, Yuanta Securities (Hong Kong) Company Limited
Fei-Wen Hsu
CE ALR717 - active, Yuanta Securities (Hong Kong) Company Limited
Hsiu Ling Hsu
CE ASH902 - active, Yuanta Securities (Hong Kong) Company Limited
Li-Wen Hsu
CE ASO896 - active, Yuanta Securities (Hong Kong) Company Limited
Chi-Ming Huang
CE ASC554 - active, Yuanta Securities (Hong Kong) Company Limited
Chin Huang
CE BHY493 - active, Yuanta Securities (Hong Kong) Company Limited
Wei (SFC:BKC136) Huang
CE BKC136 - active, Yuanta Securities (Hong Kong) Company Limited
Chi Kwan Kee
CE ALH987 - active, Yuanta Securities (Hong Kong) Company Limited
Li Hsin Kuo
CE BVA727 - active, Yuanta Securities (Hong Kong) Company Limited
I-Ting Lai
CE APB414 - active, Yuanta Securities (Hong Kong) Company Limited
Tsun Kit Lai
CE AYJ279 - active, Yuanta Securities (Hong Kong) Company Limited
Ngai Hin Lam
CE BGL221 - active, Yuanta Securities (Hong Kong) Company Limited
Hing Tat David Lau
CE BLA481 - active, Yuanta Securities (Hong Kong) Company Limited
Chia-Hao Lee
CE BNP707 - active, Yuanta Securities (Hong Kong) Company Limited
Chia-Hua Lee
CE APB416 - active, Yuanta Securities (Hong Kong) Company Limited
Huang Hsun Lee
CE BHT080 - active, Yuanta Securities (Hong Kong) Company Limited
Wei-Fang Lee
CE ALW475 - active, Yuanta Securities (Hong Kong) Company Limited
Yi-Ching Lee
CE APR386 - active, Yuanta Securities (Hong Kong) Company Limited
Yin Man Lee
CE ARB818 - active, Yuanta Securities (Hong Kong) Company Limited
Bingyang (SFC:BVG940) Li
CE BVG940 - active, Yuanta Securities (Hong Kong) Company Limited
Lianfang Li
CE BEJ759 - active, Yuanta Securities (Hong Kong) Company Limited
Xuetong (SFC:BNJ561) Li
CE BNJ561 - active, Yuanta Securities (Hong Kong) Company Limited
Zhihui (SFC:BVW942) Li
CE BVW942 - active, Yuanta Securities (Hong Kong) Company Limited
Yujie - Liang
CE BXO521 - active, Yuanta Securities (Hong Kong) Company Limited
Chia-Pei Lin
CE APN786 - active, Yuanta Securities (Hong Kong) Company Limited
Chih-Chien Lin
CE AMB196 - active, Yuanta Securities (Hong Kong) Company Limited
Wen-Hui Lin
CE APH591 - active, Yuanta Securities (Hong Kong) Company Limited
Xiayuan Lin
CE BFN094 - active, Yuanta Securities (Hong Kong) Company Limited
Yu-Feng Lin
CE APB444 - active, Yuanta Securities (Hong Kong) Company Limited
Chia-Ping Liu
CE BBH784 - active, Yuanta Securities (Hong Kong) Company Limited
Yu Chieh Liu
CE BRA047 - active, Yuanta Securities (Hong Kong) Company Limited
Perry Kung Yao Lok
CE AEF531 - active, Yuanta Securities (Hong Kong) Company Limited
Chiu Kwong Luk
CE ACX939 - active, Yuanta Securities (Hong Kong) Company Limited
Shu-Hua Lung
CE APB423 - active, Yuanta Securities (Hong Kong) Company Limited
Yung-Jie Ma
CE BKP540 - active, Yuanta Securities (Hong Kong) Company Limited
Shun-Tang Miao
CE ASE264 - active, Yuanta Securities (Hong Kong) Company Limited
Jeanne Mok
CE ACE638 - active, Yuanta Securities (Hong Kong) Company Limited
Chun Ming Nam
CE BRJ765 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Hung (SFC:ACL451) Ng
CE ACL451 - active, Yuanta Securities (Hong Kong) Company Limited
Lichia Pan
CE BLM891 - active, Yuanta Securities (Hong Kong) Company Limited
Chun Hei Shi
CE ARM302 - active, Yuanta Securities (Hong Kong) Company Limited
Wen-Ping Shih
CE BPV357 - active, Yuanta Securities (Hong Kong) Company Limited
Jiarong So
CE AJG263 - active, Yuanta Securities (Hong Kong) Company Limited
Siu Tung So
CE BUG393 - active, Yuanta Securities (Hong Kong) Company Limited
Chu-Ping Su
CE APB419 - active, Yuanta Securities (Hong Kong) Company Limited
Shih Yen Su
CE BHY240 - active, Yuanta Securities (Hong Kong) Company Limited
King Fung Keith Tam
CE AJR217 - active, Yuanta Securities (Hong Kong) Company Limited
Chien Wen Tang
CE BRX390 - active, Yuanta Securities (Hong Kong) Company Limited
Man Leong Tin
CE BQO437 - active, Yuanta Securities (Hong Kong) Company Limited
Wan Chun Tsai
CE BJG465 - active, Yuanta Securities (Hong Kong) Company Limited
Yi Cheng Tsai
CE BWH807 - active, Yuanta Securities (Hong Kong) Company Limited
Hin Fai Tsang
CE BFT903 - active, Yuanta Securities (Hong Kong) Company Limited
Wai Ling Wendy Tsoi
CE BQM236 - active, Yuanta Securities (Hong Kong) Company Limited