Daniel Ting Chung Yim
嚴定忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ting Chung Yim (嚴定忠), CE reference AAC142. Currently licensed at 2 firm(s): Wocom Securities Limited, Wocom Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-30 | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-30 | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-30 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2023-06-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |