Tony Kam Fung Ching
程錦豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kam Fung Ching (程錦豐), CE reference ALP482. Currently licensed at 1 firm(s): West Bull Securities Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-25 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-07 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 9 — Asset management | 2021-05-07 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-18 | 2021-04-15 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-02 | 2021-04-15 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-31 | 2016-03-02 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 4 — Advising on securities | 2015-03-20 | 2015-11-30 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 9 — Asset management | 2015-03-20 | 2015-11-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-09-03 | 2015-03-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2015-03-12 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-24 | 2012-02-20 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2012-02-20 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2008-12-31 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-02-15 | 2006-06-13 |