Chi Kit Soo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kit Soo (蘇志傑), a licensed Responsible Officer with CE reference AOI967. Currently licensed at 2 firm(s): Open Securities Limited, Open Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-09 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-09-09 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2026-09-09 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2026-09-09 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-05 | 2026-04-04 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 9 - Asset management | 2025-08-22 | 2025-10-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-04 | 2025-10-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-02-04 | 2025-10-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 4 - Advising on securities | 2025-02-04 | 2025-10-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-02-04 | 2025-10-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-03 | 2025-02-04 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-02-03 | 2025-02-04 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-03 | 2025-02-04 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-02-03 | 2025-02-04 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 4 - Advising on securities | 2024-11-05 | 2024-12-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-11-05 | 2024-12-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-29 | 2024-12-10 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-05-29 | 2024-12-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-13 | 2024-05-29 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-05-13 | 2024-05-29 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-16 | 2024-05-03 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-16 | 2024-05-03 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-05 | 2021-03-16 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2021-03-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-27 | 2017-08-03 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-19 | 2017-08-03 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2010-08-05 | 2011-12-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-04 | 2010-07-15 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-06 | 2007-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kit Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.