Garrick Kai Chung Cheng
鄭啟充
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garrick Kai Chung Cheng (鄭啟充), CE reference ALW207. Currently licensed at 1 firm(s): Wolver Hill Asset Management Asia Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2025-01-24 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | 2024-05-17 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-25 | 2024-05-17 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-25 | 2024-05-17 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-26 | 2015-11-16 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2015-01-26 | 2015-11-16 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2013-03-19 | 2015-02-06 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 9 — Asset management | 2013-03-19 | 2015-02-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2012-12-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2007-06-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-11 | 2007-05-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-06 | 2007-05-23 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-30 | 2006-07-21 |