Kwok Pun To
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Pun To (涂國彬), a licensed Responsible Officer with CE reference APW217. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 18.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 9 - Asset management | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-09 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-05-29 | present |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-12-18 | 2022-12-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-01 | 2014-12-09 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-01 | 2014-05-29 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-18 | 2009-11-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-15 | 2009-11-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-18 | 2009-11-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-18 | 2009-11-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 - Asset management | 2007-10-18 | 2009-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Pun To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.