Kevin Hung Yuan Koo
顧弘源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Hung Yuan Koo (顧弘源), CE reference AFE094. Currently licensed at 1 firm(s): Woyi Capital Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | present |
| Woyi Capital Limited 沃燡資本有限公司 |
RO | Type 9 — Asset management | 2023-07-05 | present |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-27 | 2023-05-31 |
| Opus Capital Management Limited 創富資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-30 | 2023-05-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-06-28 | 2020-04-27 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-06-28 | 2020-04-27 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2006-08-01 | 2007-05-04 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2005-08-05 | 2007-05-04 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2005-08-05 | 2007-05-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2005-04-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-27 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |