Kwok Shing Kwong
鄺國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Kwong (鄺國成), CE reference AUG602. Currently licensed at 1 firm(s): Winbull Securities International (Hong Kong) Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-11 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-11 | present |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-25 | 2023-09-29 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-03 | 2023-04-25 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-27 | 2023-09-29 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-03-03 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-27 | 2022-12-16 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-25 | 2022-05-21 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-21 | 2022-05-21 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-08 | 2022-04-25 |
| CVP Asset Management Limited |
Rep | Type 4 — Advising on securities | 2019-08-05 | 2020-04-18 |
| CVP Asset Management Limited |
Rep | Type 9 — Asset management | 2019-08-05 | 2020-04-18 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2020-10-08 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-31 | 2021-12-21 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-11 | 2017-03-20 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-11 | 2017-03-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-17 | 2016-03-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-08 | 2016-03-28 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-08 | 2014-07-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-15 | 2014-05-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-27 | 2012-01-31 |