Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Douglas Patrick Tsun
CE BMB251 - active, Yuanta Securities (Hong Kong) Company Limited
Li I Wang
CE BMY582 - active, Yuanta Securities (Hong Kong) Company Limited
Lijuan (SFC:BUM599) Wang
CE BUM599 - active, Yuanta Securities (Hong Kong) Company Limited
Ming-Chih Wang
CE AOX152 - active, Yuanta Securities (Hong Kong) Company Limited
Qing (SFC:BQF740) Wang
CE BQF740 - active, Yuanta Securities (Hong Kong) Company Limited
Shih Ping Wang
CE ATL477 - active, Yuanta Securities (Hong Kong) Company Limited
Yun-Ping Wang
CE ALB384 - active, Yuanta Securities (Hong Kong) Company Limited
Chun Lam Kevin Wong
CE BQW028 - active, Yuanta Securities (Hong Kong) Company Limited
Tim Hi Wong
CE ACN818 - ceased
Yiu Man (SFC:ASE092) Wong
CE ASE092 - active, Yuanta Securities (Hong Kong) Company Limited
Bei-Jeng Wu
CE BNV726 - active, Yuanta Securities (Hong Kong) Company Limited
Cheng-Miao Wu
CE BAK536 - active, Yuanta Securities (Hong Kong) Company Limited
Wan-Chi Wu
CE APC272 - active, Yuanta Securities (Hong Kong) Company Limited
Yi Ju Wu
CE BEM056 - active, Yuanta Securities (Hong Kong) Company Limited
Wenxin Xie
CE BVI167 - ceased
Jun Fei Yang
CE BIZ047 - active, Yuanta Securities (Hong Kong) Company Limited
Xiaolong Yao
CE BWG906 - active, Yuanta Securities (Hong Kong) Company Limited
Fen Ye
CE BQE750 - active, Yuanta Securities (Hong Kong) Company Limited
Kwok Kei Yeung
CE BBB086 - active, Yuanta Securities (Hong Kong) Company Limited
Kwun Po Yeung
CE AVW215 - active, Yuanta Securities (Hong Kong) Company Limited
Shun Heung Yeung
CE AYY978 - active, Yuanta Securities (Hong Kong) Company Limited
Kevin Ching Wai Yim
CE AMY822 - active, Yuanta Securities (Hong Kong) Company Limited
Yong Joong John Yoon
CE BWF390 - active, Yuanta Securities (Hong Kong) Company Limited
Ming Hui Yu
CE AWP642 - active, Yuanta Securities (Hong Kong) Company Limited
Pak Ngai Yu
CE BFT172 - active, Yuanta Securities (Hong Kong) Company Limited
Xintong Yu
CE BRM265 - active, Yuanta Securities (Hong Kong) Company Limited
Shih-Hsiang Yuan
CE AOT897 - active, Yuanta Securities (Hong Kong) Company Limited
Hing Kin Yuen
CE AFF290 - active, Yuanta Securities (Hong Kong) Company Limited
Ka Yan (SFC:BLR308) Yuen
CE BLR308 - active, Yuanta Securities (Hong Kong) Company Limited
Jie (SFC:BNL500) Zhang
CE BNL500 - active, Yuanta Securities (Hong Kong) Company Limited
Yawen Zhang
CE BQF728 - active, Yuanta Securities (Hong Kong) Company Limited
Xin (SFC:AXS320) Li
CE AXS320 - active, Yue Xiu Asset Management Limited
Rong Lu
CE BPJ901 - active, Yue Xiu Securities Company Limited
Jian Luo
CE BGE897 - active, Yue Xiu Securities Company Limited
Yibin Xu
CE BSZ009 - active, Yue Xiu Asset Management Limited
Steven Wing Shing Lo
CE AEW978 - active, Yue Xiu Securities Company Limited
Chin Kit Tang
CE BGE010 - active, Yue Xiu Capital Limited
Ziyu Cao
CE BRH680 - active, Yue Xiu Securities Company Limited
Vien Wing Yan Cheung
CE ANP353 - active, Yue Xiu Securities Company Limited
Chuyin Qiu
CE BWY957 - active, Yue Xiu Securities Company Limited
Man Ling Siu
CE BRV675 - active, Yue Xiu Securities Company Limited
Jing Yip
CE BWO389 - active, Yue Xiu Securities Company Limited
Wai Hung (SFC:ARA444) Chan
CE ARA444 - active, Yue Xiu Securities Company Limited
Kam Hung (SFC:ADD078) Fong
CE ADD078 - active, Yue Xiu Securities Company Limited
Jingjia He
CE BIM420 - active, Yue Xiu Securities Company Limited
Mun Keung Lo
CE AFV442 - active, Yue Xiu Securities Company Limited
Yik Hung Shiu
CE AEP548 - active, Yue Xiu Securities Company Limited
Ka Kwan Sze
CE ASI039 - active, Yue Xiu Securities Company Limited
Kin Lung (SFC:BOT321) Chan
CE BOT321 - active, Yue Xiu Securities Company Limited
Leong Hei Chan
CE BIV626 - active, Yue Xiu Securities Company Limited
Benjamin Chee Keung Chiu
CE AMS034 - active, Yue Xiu Securities Company Limited
Suk Woon Chiu
CE AAY559 - active, Yue Xiu Securities Company Limited
Wai Ping Choi
CE ANJ697 - active, Yue Xiu Securities Company Limited
Sisi Jin
CE AVP861 - active, Yue Xiu Securities Company Limited
Wai Tung Kan
CE APJ893 - active, Yue Xiu Securities Company Limited
Raymond Cheuk Yin Lam
CE BGL264 - active, Yue Xiu Securities Company Limited
Kei Fung Leung
CE BGJ094 - active, uSmart Securities Limited
Kwok Wai (SFC:ABS621) Leung
CE ABS621 - active, Yue Xiu Securities Company Limited
Kai Wai Li
CE AVO604 - active, Yue Xiu Securities Company Limited
Yinfu Lin
CE BCO458 - active, Yue Xiu Securities Company Limited
Jiangang Liu
CE AUM602 - active, Yue Xiu Securities Company Limited
Ka Kuen Lo
CE APK408 - active, Yue Xiu Securities Company Limited
Pui King Lui
CE BFI421 - active, Yue Xiu Securities Company Limited
Chi Chung Ma
CE BOS334 - active, Yue Xiu Securities Company Limited
Kai Yu Mak
CE BKY585 - active, Yue Xiu Securities Company Limited
Yiu Hung Mok
CE BAU427 - active, Yue Xiu Securities Company Limited
Kwok Pan Pang
CE AGG711 - active, Yue Xiu Securities Company Limited
Kin Wai So
CE BDY431 - active, Tianda Securities Limited
Chi Hung Tang
CE AUZ930 - active, Yue Xiu Securities Company Limited
Ying Kei Tong
CE AGV239 - active, Yue Xiu Securities Company Limited
Chun Yu Tsang
CE BFJ183 - active, Yue Xiu Securities Company Limited
Yucong Wang
CE BTM547 - active, Yue Xiu Securities Company Limited
Yun (SFC:BKZ835) Wei
CE BKZ835 - active, Yue Xiu Securities Company Limited
Rui Wen
CE BXC439 - active, Yue Xiu Securities Company Limited
Kam Ka Wong
CE AUR988 - active, Yue Xiu Securities Company Limited
Yuen Yee (SFC:APB469) Wong
CE APB469 - active, Yue Xiu Securities Company Limited
Miu Seung Wu
CE AAE769 - active, Yue Xiu Securities Company Limited
Lei (SFC:BBQ355) Yang
CE BBQ355 - active, Yue Xiu Securities Company Limited
Xuantong Yang
CE BPE397 - active, Yue Xiu Securities Company Limited
Tin Yan Grace Yu
CE BQB700 - active, Yue Xiu Securities Company Limited
Zhiliu Zhang
CE BOW611 - active, Yue Xiu Securities Company Limited
Ka Wing Cheng
CE AEW325 - active, Yuen Meta (International) Securities Limited
Shanglin Li
CE BWG284 - active, Yuen Meta (International) Securities Limited
Wai Keung Wang
CE BLC066 - active, Yuen Meta (International) Securities Limited
Ming Wun Wong
CE BWW288 - active, Leo Asset Management Limited
Ngai Ting
CE AHV456 - active, Yuet Sheung International Securities Limited
Mona Wai King Wong
CE ACG986 - active, Yuet Sheung International Securities Limited
Henry Hing Nin So
CE ATR442 - active, Yuet Sheung International Securities Limited
Haiqin Zhu
CE ATS516 - active, Yuet Sheung International Securities Limited
Minchun Zhu
CE BVU873 - active, Yuet Sheung International Securities Limited
Junhui Chen
CE AXW582 - active, Yunfeng Asset Management Limited
Yingxue Fang
CE BQC792 - active, Yunfeng Securities Limited
Vivien Wong
CE ARR811 - active, Yunfeng Securities Limited
Tsz Ming Ng
CE ALZ922 - active, Yunfeng Financial Markets Limited
Chi Ying Shek
CE BOC240 - active, Yunfeng Financial Markets Limited
Yumin (SFC:BUG106) Zhang
CE BUG106 - active, Yunfeng Financial Markets Limited
Lei (SFC:BSW328) Chen
CE BSW328 - active, Yunfeng Financial Markets Limited
Wai Yin Fu
CE AHD489 - active, Yunfeng Financial Markets Limited
Hanghang Liu
CE BLY367 - active, Yunfeng Financial Markets Limited
Xianwei Bao
CE BWE921 - active, Yunfeng Financial Markets Limited
Fong Peng Chang
CE BTC720 - active, Yunfeng Financial Markets Limited
Kwok Hong Chow
CE BPX897 - active, Yunfeng Financial Markets Limited
Tsz Ho Fan
CE BWS389 - active, Yunfeng Financial Markets Limited
Kam Lee Hui
CE AAB304 - active, Yunfeng Securities Limited
Fei Lun Lee
CE ARQ131 - active, Yunfeng Financial Markets Limited
Wai Chung Leung
CE AWY785 - active, Yunfeng Financial Markets Limited
Ka Yin Li
CE AXM017 - active, Yunfeng Financial Markets Limited
Sai Yat Liu
CE AGO500 - active, Yunfeng Financial Markets Limited
Chun Wai Lock
CE BHN005 - active, Yunfeng Financial Markets Limited
Wing Sze Ng
CE BUC434 - active, Yunfeng Financial Markets Limited
Weixiong Pan
CE BPI644 - active, Yunfeng Financial Markets Limited
Man Man Judy To
CE BHP914 - active, Yunfeng Financial Markets Limited
Lee Kuen Tsang
CE BTV432 - active, Yunfeng Financial Markets Limited
Wen Wen
CE BWN840 - active, Yunfeng Financial Markets Limited
Chun Yeung (SFC:AXN296) Wong
CE AXN296 - active, Yunfeng Financial Markets Limited
Yi Ran Wu
CE BWT383 - active, Yunfeng Financial Markets Limited
Hong Yang
CE BTS518 - active, Yunfeng Financial Markets Limited
Kwan Lun Yeung
CE BTF205 - active, Yunfeng Financial Markets Limited
Chui Yin Yip
CE AYA009 - active, Yunfeng Financial Markets Limited
Renping Yu
CE BTF577 - active, Yunfeng Financial Markets Limited
Wing Kei Yung
CE BDM982 - active, Yunfeng Financial Markets Limited
Chu (SFC:BWH921) Zhang
CE BWH921 - active, Yunfeng Financial Markets Limited
Wai Chung Fu
CE ARO926 - active, Yunfeng Securities Limited
Si Quan Guan
CE BNI857 - active, Yunqi Capital Limited
Christopher Min Fang Wang
CE AEM872 - active, Yunqi Capital Limited
Jiejing Zhuang
CE BKF285 - ceased
Alexander Leung
CE ANH673 - active, Yunrui Asset Management Limited
Yin Chong Mak
CE ATX309 - active, Yunrui Asset Management Limited
Lai Yan Charles Cheung
CE AAV372 - active, ZH SECURITIES LIMITED
Tak Fat Chin
CE ASD647 - active, ZH SECURITIES LIMITED
Alan Si Huen Fung
CE AEZ563 - active, ZH SECURITIES LIMITED
Chi Ho Lau
CE AJD618 - active, ZH SECURITIES LIMITED
Sha (SFC:BVQ615) Tao
CE BVQ615 - active, ZH SECURITIES LIMITED
Bin (SFC:BAV560) Zeng
CE BAV560 - active, ZH SECURITIES LIMITED
Yunxiao Li
CE BVN073 - active, ZH SECURITIES LIMITED
Wai Kuen Liu
CE AAC325 - active, ZH SECURITIES LIMITED
Kai Chi Yip
CE AEK796 - active, ZH SECURITIES LIMITED
Weiguo Fu
CE BOW537 - active, ZM Asset Management Limited
Andrew Sheung Yan Chan
CE ALY156 - active, ZMF Asset Management Limited
Li An Lyon Ko
CE BIY683 - active, ZMF Asset Management Limited
Michael Gibson
CE ADG323 - active, ZQ Capital Hong Kong Limited
Zheqing Shen
CE ANQ750 - active, ZQ Capital Hong Kong Limited
Dominic Ying Jie Chiang
CE BXN258 - active, ZQ Capital Hong Kong Limited
Xiangyu (SFC:BWO702) Zhou
CE BWO702 - active, ZQ Capital Hong Kong Limited
Xudong Zhu
CE BVE894 - active, ZQ Capital Hong Kong Limited
Wan Li
CE BHG406 - active, Zaaba Capital Limited
Mohan Rajan Rajasooria
CE AQD489 - active, Zaaba Capital Limited
Talha Kamal
CE BNG757 - active, Zaaba Capital Limited
Chia Min Lu
CE AOI879 - active, Zaaba Capital Limited
Vihang-Subramanian
CE BPB583 - active, Zaaba Capital Limited
Victor Wah Yin Yeung
CE BUT331 - active, Zaaba Capital Limited
Heather Heqian Zhang
CE BBJ209 - active, Zaaba Capital Limited
Ying Kwan Wong
CE ACC080 - active, Zenith Innovation Financial Group Limited
Yue Shan Audrey King
CE BCU978 - active, Zentrum Capital Advisors Limited
Kevin Siu Ting Yuen
CE ADX883 - active, Zentrum Capital Advisors Limited
Jen Chung Jackson Fong
CE BCU982 - active, Zentrum Capital Advisors Limited
Tsz Kit Law
CE BOJ325 - active, Zentrum Capital Advisors Limited
Xiaoman Gong
CE BNR624 - active, Zero2IPO Asset Management Limited
Kenneth Chun Tak Ng
CE AOY069 - active, Zero2IPO Securities Limited
Peter Jaewon Han
CE AZD650 - active, Zerobridge Partners Advisory Limited
Tsun Sing Fung
CE BWQ605 - active, Zerobridge Partners Advisory Limited
Jacob Michael Jonathan Lam
CE BSF449 - active, Zerobridge Partners Advisory Limited
Tianyu (SFC:BTP187) Liu
CE BTP187 - active, Zerobridge Partners Advisory Limited
Zhuo (SFC:BUU947) Chen
CE BUU947 - active, Zeta Capital (H.K.) Limited
Yuze Fan
CE BUL418 - active, Zeta Capital (H.K.) Limited
Pak Chun Tang
CE BMX548 - active, Zeta Capital (H.K.) Limited
Junhua Hong
CE BWQ946 - active, Zeta Capital (H.K.) Limited
Conglin Niu
CE BXG902 - active, Zeta Capital (H.K.) Limited
Weixiang Zhu
CE BWP070 - active, Zeta Capital (H.K.) Limited
Lin Zou
CE BWA878 - active, Zeta Capital (H.K.) Limited
Hiu Yin Ho
CE BMT543 - active, Zheng Da International Financial Holding Limited
Hao (SFC:BDB919) Zhong
CE BDB919 - active, Zheng Da International Financial Holding Limited
Kai Wai Kwok
CE ACL567 - ceased
Jiwei Tang
CE BPE889 - active, Zheng Da International Financial Holding Limited
Na Tang
CE BRT210 - active, Zheng Da International Financial Holding Limited
Eddie Siu Wah Law
CE ACD719 - active, Zheng He Capital Management Limited
Ka Hing Yiu
CE AVW705 - active, Zheng He Capital Management Limited
Yiwei He
CE AWS905 - active, Zhong Ou Asset Management International Limited
Chun Chi Hsieh
CE BTO948 - active, Zhong Ou Asset Management International Limited
Jianping Liu
CE BNZ969 - active, Zhong Ou Asset Management International Limited
Yingcong Ye
CE ARW530 - active, Zhong Ou Asset Management International Limited
Ka Hin Cheung
CE ARK363 - active, Zhong Ou Asset Management International Limited
Sze Wing Cheung
CE BSY082 - active, Haitong International Securities Company Limited
Yixin Dong
CE BRG445 - active, Zhong Ou Asset Management International Limited
Jin Feng
CE BTY555 - active, Zhong Ou Asset Management International Limited
Xinyi (SFC:BIE349) Huang
CE BIE349 - active, Zhong Ou Asset Management International Limited
Yifan (SFC:BRJ819) Liu
CE BRJ819 - active, Zhong Ou Asset Management International Limited
Haibing Luo
CE BWY654 - active, Zhong Ou Asset Management International Limited
Jiaming (SFC:AXK970) Luo
CE AXK970 - active, Zhong Ou Asset Management International Limited
Qi Lyu
CE BMI920 - active, Zhong Ou Asset Management International Limited
Chen (SFC:BUF567) Wang
CE BUF567 - active, Zhong Ou Asset Management International Limited
Pei Wang
CE BTZ948 - active, Zhong Ou Asset Management International Limited
Mincong Zhong
CE BNS394 - active, Zhong Ou Asset Management International Limited
Weiwen Zhou
CE BVK492 - active, Zhong Ou Asset Management International Limited
Kit Yee Huen
CE AHJ779 - active, Zhong Shan Asset Management Limited
Guangji Ye
CE BPS627 - active, Zhong Shan Asset Management Limited
Haoyuan Sun
CE BUG437 - active, Zhong Shan Asset Management Limited
Can (SFC:BXL615) Wang
CE BXL615 - active, Zhong Shan Asset Management Limited
Hanson Hin Sing Ho
CE AMI554 - active, Zhong Wang Capital Partners Limited
Thomas Shui Cheong Tsao
CE AXD568 - active, Zhong Wang Capital Partners Limited
Fanny Tak Lin Ng
CE AFP712 - active, Zhong Yang Securities Limited
Qiwen Sun
CE BHZ320 - active, Zhong Yang Securities Limited
Ka Fai Yuen
CE ADX536 - active, Zhong Yang Capital Limited
Tsz Ho Chan
CE BJP438 - active, Zhong Yang Capital Limited
Ka Ho (SFC:BJQ006) Cheung
CE BJQ006 - active, Zhong Yang Securities Limited
Yu (SFC:BXI088) Guo
CE BXI088 - active, Zhong Yang Securities Limited
Kehan Li
CE BWW482 - active, Zhong Yang Securities Limited
Yung Yung Lo
CE BHG229 - active, Zhong Yang Securities Limited
Jinhui Lu
CE BWW483 - active, Zhong Yang Securities Limited
Mulin Tan
CE BXH422 - active, Zhong Yang Securities Limited
Ziao Wang
CE BXJ473 - active, Zhong Yang Securities Limited
Zihao Wang
CE BXJ462 - active, Zhong Yang Securities Limited
Pei Kun Ge
CE BMO308 - active, Zhongcai Asset Management Limited
Shiyun Han
CE BBK290 - active, Zhongcai Asset Management Limited
Steve Yuk Fat Ma
CE AEH688 - active, Zhongcai Asset Management Limited
Dan Jin
CE AVJ262 - active, Zhongcai Asset Management Limited
So Ying Shum
CE BQR101 - active, Zhongcai Securities Limited
Danfang Zheng
CE BRA180 - active, Zhongcai Asset Management Limited
Yujie (SFC:BWK275) Zhou
CE BWK275 - active, Zhongcai Asset Management Limited
Wai Leung (SFC:ACJ656) Lee
CE ACJ656 - active, Zhongfu International Futures Co., Limited
Zhijun Tian
CE BPS498 - active, Zhongfu International Futures Co., Limited
Chuang (SFC:BTV700) Chen
CE BTV700 - active, Zhongfu International Futures Co., Limited
Zhiwei (SFC:AZJ522) Jiang
CE AZJ522 - active, Zhonghao International Investment Consulting Co., Limited
Sting Kin Sing Yu
CE ADU468 - active, Zhonghao International Futures Co., Limited
Wai Yip Mok
CE AFB437 - active, Zhonghui International Futures Company Limited
Hua Zhan
CE BNK310 - active, Zhonghui International Futures Company Limited
Lui Chan
CE AVD266 - active, Zhonghui International Futures Company Limited
Chun Hung (SFC:AHA454) Lam
CE AHA454 - active, Zhonghui International Futures Company Limited
Rongzhou Liu
CE BSV508 - active, Zhonghui International Futures Company Limited
Li Xu
CE BRS506 - active, Zhonghui International Futures Company Limited
Jiajie Hong
CE BUT676 - active, Zhonghui International Securities Limited
James Si Kit Chou
CE AAG504 - active, Zhongrong PT Securities Limited
Chuan Gu
CE AVL443 - active, Zhongrong PT Securities Limited
Geoffrey Chun Kit Lam
CE ABY886 - active, Zhongrong PT Securities Limited
Dalis Sui Yee Tsui
CE AAG547 - active, Zhongrong PT Securities Limited
Wai Ching Au
CE ABY888 - active, Zhongrong PT Securities Limited
Lai Wa Chau
CE AMU895 - active, Zhongrong PT Securities Limited
Kwai Ping Choi
CE AAA824 - active, Zhongrong PT Securities Limited
Jonathan Cho Fan Chou
CE AST316 - active, Zhongrong PT Securities Limited
Yat Fai Chui
CE AAY089 - active, Zhongrong PT Securities Limited
Luqian Dai
CE BAX928 - active, Zhongrong PT Securities Limited
Kwok Wing Lee
CE ADE984 - active, Zhongrong PT Securities Limited
Hau Yin Lo
CE AAG542 - active, Zhongrong PT Securities Limited
Hon Keung Lo
CE BCD493 - active, Zhongrong PT Securities Limited
Ki Yung Man
CE AGJ646 - active, Zhongrong PT Securities Limited
Miranda Ng
CE AEH684 - active, Zhongrong PT Securities Limited
Amanda Suk Yee Ng
CE ATO201 - active, Zhongrong PT Securities Limited
May Man Ah Sit
CE AAK224 - active, Zhongrong PT Securities Limited
Cheung Hung Wong
CE ACK088 - active, Zhongrong PT Securities Limited
Mei Lai Yip
CE AAK488 - active, Zhongrong PT Securities Limited