Warren Yui Kai Cheung
張睿佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Yui Kai Cheung (張睿佳), CE reference ACX305. Currently licensed at 2 firm(s): Wilson Securities Limited, Wilson International Capital Limited. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-29 | present |
| Wilson International Capital Limited 滙生國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-29 | present |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-22 | 2018-02-09 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-22 | 2018-02-09 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-26 | 2017-08-14 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-25 | 2017-08-14 |
| Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-07-15 | 2016-05-03 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-16 | 2013-12-31 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-06-25 | 2013-12-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2011-11-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-11-23 | 2011-04-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-22 | 2011-04-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-11-12 | 2010-03-11 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-26 | 2011-04-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-09 | 2007-10-26 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-29 | 2005-05-09 |
| Hercules Capital Limited 凱利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-18 | 2005-04-25 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 1 — Dealing in securities | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 4 — Advising on securities | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 9 — Asset management | present | 2003-04-30 |
| Napa Global Limited |
RO | Type 9 — Asset management | present | 2003-04-30 |