Chi Kay So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kay So (蘇智琪), a licensed Representative with CE reference BDM977. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-01 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2014-06-05 | 2024-08-15 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2014-06-05 | 2024-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kay So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.