Chi Kay So
蘇智琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kay So (蘇智琪), CE reference BDM977. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-01 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2014-06-05 | 2024-08-15 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-05 | 2024-08-15 |