Chi Fai Ng
吳梓輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fai Ng (吳梓輝), a licensed Responsible Officer with CE reference ACR411. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 - Dealing in securities | 2023-06-19 | present |
| Evercore Asia Limited |
RO | Type 4 - Advising on securities | 2023-06-19 | present |
| Evercore Asia Limited |
RO | Type 6 - Advising on corporate finance | 2023-06-19 | present |
| Evercore Asia Limited |
Rep | Type 1 - Dealing in securities | 2023-04-20 | 2023-06-19 |
| Evercore Asia Limited |
Rep | Type 4 - Advising on securities | 2023-04-20 | 2023-06-19 |
| Evercore Asia Limited |
Rep | Type 6 - Advising on corporate finance | 2023-04-20 | 2023-06-19 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-16 | 2023-02-06 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-16 | 2023-02-06 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 - Advising on securities | 2018-05-11 | 2022-08-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-20 | 2022-08-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-20 | 2022-08-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-20 | 2022-08-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2017-11-20 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2017-11-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-04 | 2017-11-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-07 | 2017-08-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-08-07 | 2017-08-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-21 | 2015-08-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-05 | 2017-08-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-21 | 2015-08-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-09-12 | 2012-08-25 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-25 | 2011-09-12 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-02-12 | 2011-03-09 |