Wing Fai Tse
謝榮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Fai Tse (謝榮輝), CE reference ACJ702. Currently licensed at 1 firm(s): Digital Climate Securities HK Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Digital Climate Securities HK Limited |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Digital Climate Securities HK Limited |
RO | Type 4 — Advising on securities | 2024-12-23 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-16 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-06-16 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 — Asset management | 2013-09-02 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2012-06-21 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-06-21 | 2024-11-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-06 | 2021-06-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-06 | 2021-06-16 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2005-01-18 | 2011-01-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-01-18 | 2011-01-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2005-01-18 | 2011-01-14 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2012-02-29 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2012-02-29 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-03 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 9 — Asset management | present | 2012-02-29 |