Wen-Chi Tu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Chi Tu (凃文棋), a licensed Responsible Officer with CE reference AJL852. Currently licensed at 1 firm(s): Delftware Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-17 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2024-04-16 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2024-04-16 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-11 | 2024-04-16 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2024-03-11 | 2024-04-16 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-15 | 2023-10-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-15 | 2023-10-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2021-07-15 | 2023-10-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-27 | 2004-07-06 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-27 | 2004-07-06 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 - Asset management | 2004-02-27 | 2004-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen-Chi Tu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.