Wen-Chi Tu
凃文棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Chi Tu (凃文棋), CE reference AJL852. Currently licensed at 1 firm(s): Delftware Capital Management (HK) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-17 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2024-04-16 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2024-04-16 | present |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-11 | 2024-04-16 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2024-03-11 | 2024-04-16 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-15 | 2023-10-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-15 | 2023-10-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-15 | 2023-10-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2004-07-06 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-27 | 2004-07-06 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 — Asset management | 2004-02-27 | 2004-07-06 |