Sunny Sheung Lai Tse
謝尚禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Sheung Lai Tse (謝尚禮), a licensed Responsible Officer with CE reference APB109. Currently licensed at 2 firm(s): Eddid Capital Limited , Eddid Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 41.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-05-11 | present |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 9 - Asset management | 2022-05-11 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2022-10-20 | 2023-04-20 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-23 | 2022-02-21 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-04 | 2019-01-23 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-04 | 2019-01-23 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-17 | 2018-08-27 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-17 | 2018-08-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-24 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-10-24 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-10-24 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-20 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 - Advising on securities | 2017-01-20 | 2018-02-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-20 | 2018-02-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-20 | 2017-01-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-20 | 2017-01-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-20 | 2017-10-24 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-20 | 2017-01-20 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-17 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2014-03-17 | 2016-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-03-17 | 2016-10-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-26 | 2013-09-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| Macquarie Corporate (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2010-05-26 | 2013-09-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2010-05-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-11 | 2010-05-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2008-05-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-04 | 2008-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Sheung Lai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.