Freddie Wai Kuen Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freddie Wai Kuen Kwan (關偉權), a licensed Responsible Officer with CE reference AAE275. Currently licensed at 1 firm(s): DT Securities & Futures Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-14 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-06-14 | present |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-14 | 2024-06-14 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-05-14 | 2024-06-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-18 | 2024-04-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-03-18 | 2024-04-23 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-22 | 2023-09-07 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-02-22 | 2023-09-07 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-17 | 2014-11-27 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-23 | 2014-08-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-26 | 2023-09-07 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-03-26 | 2023-09-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-19 | 2004-03-26 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-19 | 2004-03-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-18 |
| Pacific Challenge Corporate Finance Limited 太平洋興業財務顧問有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-03-18 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-18 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-07 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-07 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-07 |
| Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Freddie Wai Kuen Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.