Hui Han
韓暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Han (韓暉), a licensed former licensee with CE reference AXQ372. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DCP Investment Advisors Limited |
RO | Type 1 — Dealing in securities | 2020-03-16 | 2026-03-31 |
| DCP Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2020-03-16 | 2026-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-07-18 | 2018-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-07-18 | 2018-10-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-07-18 | 2018-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-07-18 | 2018-10-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-07-18 | 2018-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-07-18 | 2018-10-05 |