Joel Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Kim, a licensed Responsible Officer with CE reference AIL394. Currently licensed at 1 firm(s): Dimensional Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimensional Hong Kong Limited |
RO | Type 4 — Advising on securities | 2025-10-16 | present |
| Dimensional Hong Kong Limited |
RO | Type 9 — Asset management | 2025-10-16 | present |
| Dimensional Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2025-01-17 | present |
| Dimensional Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2019-08-30 | 2019-09-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2016-05-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2016-05-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2016-05-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-28 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-28 | 2014-12-31 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2010-02-24 | 2011-10-14 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-05 | 2011-10-14 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2004-10-05 | 2011-10-14 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-01-05 | 2011-10-14 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-01-05 | 2010-02-24 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-06-10 | 2011-10-14 |