Narayan Phatu Mulchandani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Narayan Phatu Mulchandani, a licensed Responsible Officer with CE reference ACZ175. Currently licensed at 1 firm(s): Ethivo Asset Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited |
RO | Type 1 - Dealing in securities | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited |
RO | Type 4 - Advising on securities | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited |
RO | Type 9 - Asset management | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 - Dealing in securities | 2016-03-01 | 2021-03-25 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 - Advising on securities | 2016-03-01 | 2021-03-25 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 - Asset management | 2016-03-01 | 2021-03-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-28 | 2016-02-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-28 | 2016-02-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2013-06-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2013-06-17 |
| Anand Rathi Financial Services (HK) Limited |
RO | Type 1 - Dealing in securities | 2009-09-23 | 2010-09-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-17 | 2008-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-03-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | present | 2008-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 - Advising on futures contracts | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 - Asset management | present | 2003-10-10 |