Narayan Phatu Mulchandani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Narayan Phatu Mulchandani, a licensed Responsible Officer with CE reference ACZ175. Currently licensed at 1 firm(s): Ethivo Asset Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited | RO | Type 1 - Dealing in securities | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited | RO | Type 9 - Asset management | 2021-03-25 | present |
| Ethivo Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2016-03-01 | 2021-03-25 |
| Ethivo Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2016-03-01 | 2021-03-25 |
| Ethivo Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2016-03-01 | 2021-03-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-28 | 2016-02-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-28 | 2016-02-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2013-06-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2013-06-17 |
| Anand Rathi Financial Services (HK) Limited | RO | Type 1 - Dealing in securities | 2009-09-23 | 2010-09-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-17 | 2008-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-03-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Narayan Phatu Mulchandani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.