Yuan Li
黎媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Li (黎媛), CE reference BBT531. Currently licensed at 1 firm(s): Deying International Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deying International Securities Limited 德盈國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-06 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-19 | 2018-02-06 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-19 | 2018-02-06 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-19 | 2018-02-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2014-03-01 |