Rongxi Ke
柯荣喜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongxi Ke (柯荣喜), CE reference BOC316. Currently licensed at 1 firm(s): Excellent Tide Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-27 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-27 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-04 | 2024-10-31 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-04 | 2024-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-11 | 2022-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-11 | 2022-05-31 |