Soryo Lee
李小麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soryo Lee (李小麗), a licensed Representative with CE reference AYS244. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 6.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | present |
| EQT Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2021-12-17 | 2023-02-28 |
| EQT Partners Asia Limited | Rep | Type 4 - Advising on securities | 2021-12-17 | 2023-02-28 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2014-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2014-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2014-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Soryo Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.