Stuart Knowling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Knowling, a licensed Responsible Officer with CE reference AVW498. Currently licensed at 1 firm(s): DRW (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DRW (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2024-08-21 | present |
| DRW (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2024-08-21 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | 2022-09-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 — Advising on securities | 2017-10-17 | 2022-09-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 — Providing automated trading services | 2017-10-17 | 2022-09-30 |