Laurie Lan Jiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurie Lan Jiang, a licensed Responsible Officer with CE reference AMO539. Currently licensed at 1 firm(s): Darkhorse Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-03 | present |
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-03 | present |
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 9 — Asset management | 2025-12-03 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | 2021-12-29 | 2023-03-08 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2023-03-08 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-28 | 2023-03-08 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-28 | 2023-03-08 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-12 | 2017-07-28 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-12 | 2017-07-28 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2017-02-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2017-02-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-27 | 2017-02-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2011-10-27 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-26 | 2017-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-16 | 2011-05-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2011-05-06 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-11 | 2008-04-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-14 | 2008-04-10 |